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FBI VOL00009
EFTA00191587
711 pages
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Page 4 F.3d ---, 2008 WL 253040 (C.A.11 (Ala.)) (Cite as: — F.3d —) about his interpretation of what happened with his great-niece, which was consistent with the earlier statements of Warren and defense counsel. Pugh's mother and his sisters Joyce and Brenda also testified on Pugh's behalf; his mother and Joyce discounted the allegation regarding Pugh's great-niece. After two sentencing hearings in which the district court took testimony on this issue, ultimately no factual findings were made regarding whether or how the incident occurred. 4. The record is confusing as to what Pugh exactly admitted to being addicted to during the FBI interviews-whether it was child pornography or internet conversations. Specifically, Special Agent Haynes testified that Pugh admitted in his second interview that "he was addicted to the conversations." Haynes later testified that when he asked Pugh why he didn't just stop eliciting the child pornography, Pugh responded "that he was addicted to it," and on cross-examination, Haynes answered yes when asked if "[Haynes] said that [Pugh] said that [Pugh] was addicted to child porn," and when asked if "[Pugh] told [Haynes] [Pugh] was addicted to the conversations he was having in the chat rooms." Pugh testified that he knew they were talking about child pornography at the second interview (when the alleged addiction comment was made), but explained, "I was nervous. I wish I hadn't said some of the things I had." Haynes further testified that during the interviews, Pugh understood the difference between child pornography and adult pornography. On cross-examination, when asked if Pugh might have said that he was addicted to the chat room conversations that resulted in him receiving child pornography, as opposed to being addicted to the child pornography, Haynes would not concede that he and Pugh had misunderstood each other. Glaser testified that as a certified "Computer Analysis and Response Team" or "CART' examiner, he had examined Pugh's computers. Glaser found images of obscene adult pornography and of child pornography on the machines. Glaser confirmed that there were 10 known victims-children whose identities have been established by the government-in the child pornography found on Pugh's computer. Glaser had no prior experience with a defendant like Pugh, who entered chat rooms disguised as a child to obtain adult pornography. Glaser said there were 118,000 images on Pugh's computers, but most of those images were not pornographic. Of the 118,000 images, Glaser estimated that more than 1000 of the images were pornographic. Of those 1000-plus images, Glaser said that approximately 60 images were child pornography. Pugh then testified. As for his first interview with Haynes, Pugh said that he did not know at the beginning of the questioning that the FBI agents were talking about child as opposed to adult pornography. When asked why he did not clarify his statements after he learned that Haynes had been talking about child pornography, Pugh said: "I was too scared to say anything because I've seen movies, court shows where you say that you want to change your statement, they could use that against you, saying, oh, he's changing his story, you know." Regarding his habit of entering chat rooms disguised as a girl, Pugh explained that he was looking for conversation: When I first got AOL, I had tried to be myself, and people would not talk to me. And a friend of mine at the time had instant-messaged me with a female name, and he said, hey Bruce, ifs me, Mark. And that's what gave me the idea of pretending to be a girl. And I'd go into a chat room, and you could type in 14, female, you know, describe what your age and sex is, and I would get instant messages galore. And I was like, oh, this is the way to go. But I was looking for chat. I never pushed it towards sexual chat. It was the males that I talked to that would push it towards sexual chat. I know it was wrong, but I would go along with it because I did enjoy talking to people. Following counsel's arguments, the district court adopted the findings and the calculations embodied in the PSI yielding an adjusted offense level of 30 and a criminal history category I, with a resulting advisory sentencing range of 97 to 120 months. Noting the seriousness of Pugh's crime and Congress's harsh treatment of it, the district court then explained its decision to impose a completely non-custodial sentence. The district court explained that Pugh had no significant criminal history, and no history that would suggest he had or would abuse children. The court determined that Pugh's possession of child pornography was "passive" and "incidental" to his actual goal of developing online relationships, even though Pugh pretended to be an underaged female in these online chats and, occasionally sent child pornography to others. " The court observed that Pugh took steps to minimize the receipt of child C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. EFTA00192127
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pornography by reporting it and talking about it with
his mother, and the court noted that he had voluntarily
entered treatment for addiction to adult pornography.
5. The district court actually said that Pugh
"produced" child pornography, but because
there is no evidence of production in the record,
we assume the district court meant "distribution"
rather than production. The evidence concerning
distribution, as we have already noted, includes
Special Agent Haynes's
testimony
that Pugh
"admit[ted] to [him] that he had forwarded child
pornography to others on his list in the chat rooms."
The district court then cited to Warren's opinion
that Pugh was not a pedophile and presented a low risk
of re-offending, that Pugh would not benefit from a
custodial sentence, and that Pugh was addicted to
adult, but not child pornography. The court also noted
that Pugh had not re-offended since his arrest and had
been compliant with the court's pre-sentencing orders.
The court contrasted Pugh's case with other
defendants who pay for or actively solicit child
pornography, and concluded that an "unusual sentence
for an unusual case" was necessary, and that it was
"convinced" that it would "never" see Pugh again.
The district court proceeded to sentence Pugh to a
five-year probationary term on the conditions that
Pugh (1) continue his mental health treatment; (2) not
possess a computer with Internet access; (3) consent to
periodic, unannounced examinations of any computer
equipment he possessed; (4) submit to searches based
on reasonable suspicion; and (5) register with the state
sex-offender registry.
After the district court denied the United States's
motion to reconsider the sentence and impose either a
sentence within the Guidelines, or a sentence of at
least one day in prison followed by a life term of
supervised release, the United States timely appealed
the sentence arguing that it was so disproportionately
light in view of the seriousness of the offense that it
amounted to an abuse of discretion, and was,
therefore, unreasonable.
II.
Because the law of sentencing has been changing
rapidly, we begin by providin some analysis of its
current state. In United Stales Booker. 543 U.S. 220
(2005), the Supreme Court held that the mandatory
Guidelines system codified in the Sentence Reform
Act of 1984, 18 U.S.C. 4 3551 et seq. 28 U.S.C. 44
221-221 ("SRA")-which had been enacted to reduce
the unwarranted disparities that had plagued the
previous discretionary sentencing regime id. at 250
252. 253. 255. 256. 264. 267-violated the Sixth
Amendment. Id. at 232-35 In its place, the Court
identified two features of the SRA that would remain
and work together "to move sentencing in Congress'
preferred direction." Id. at 264. The first was a
continued important role
for
the
Sentencing
Guidelines. See id. at 264-65. Specifically, the Court
held that "[t]he district courts, while not bound to
apply the Guidelines, must consult those Guidelines
and take them into account when sentencing." Id. at
The second was the continuation of appellate
review. While Booker held that sentences could no
longer be reviewed de novo, it determined that
appellate
courts
thereafter
would
apply
a
"reasonableness" standard of review. According to
Justice Stevens, the Court "expressly equated"
reasonableness
review
"with
the
old
abuse-of-discretion
standard
used
to
review
sentencing departures." 1?ita I United States. 127
S.Ct. 2456. 2471 n.2 (2007) (Stevens, J., joined by
Ginsburg, J., concurring). As the Court explained in
Booker, "reasonableness" standards are "not foreign
to sentencing law." 543 U,S. at 262 "The Act has long
required
their
use
in
important
sentencing
circumstances-both on review of departures, seen
U.S.C. 4 3742(0(31 (1994 ed.), and on review of
sentences imposed where there was no applicable
Guideline see 3742(O(4). (b)(4). (0(41." M. (citing
United States I White Face 383 F.3d 733. 737-4Q
(8th Cir.2004). United States' Tsosie. 176 F.3d 1210
1218-19 (10th Cir.2004); United Stalest Salinas. 3
F.3d 582. 588-90 (7th Cir.2004). United States
Cook. 291 Fjd 1297. 1300-02 (11th Cir.2002).
United States I Olabanji 268 F.3d 636 637-39 (9th
Cir.2001); United States I RamirezM. 241 F.
37. 40-41 (1st Cir.20011)• see also United States
Winingear. 422 F.3d 1241. 1246 (1 I th Cir.2005) (per
curiam) ("Before Booker, we reviewed departures
from the Guidelines for reasonableness."). Booker
recognized that reasonableness review could not
"provide the uniformity that Congress originally
sought" when it enacted the SRA and its original
scheme of mandatory Guidelines. 543 U.S. at 263.
Nevertheless, reasonableness review would still "tend
to iron out sentencing differences." Id.
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Booker further held that in performing this
review, we must measure "reasonableness" against the
factors outlined by Congress in 18 U.S.C. § 3553(a).
Fm'Booker. 543 U.S. at 261. The Supreme Court
explained that the factors contained in Section 3553(a)
would not only "guide" the district courts in
sentencing, but that "Whose factors in turn will guide
appellate courts, as they have in the past, in
determining whether a sentence is unreasonable." Id.:
accord Viningear. 422 F.3d at 1246;see also United
I
States Talley 431 F.3d 784. 788 (I I th Cir.2005)
(per curiam) ("We must evaluate whether the sentence
imposed by the district court fails to achieve the
purposes of sentencing as stated in section 3553(a).").
We have also held that the burden of establishing that
a sentence is unreasonable lies with the party
challenging the sentence. Talky. 431 F.3d at 78&.
6. Section 3553(a) provides the following
considerations for the court to consider:
(1) the nature and circumstances of the offense
and the history and characteristics of the defendant;
(2) the need for the sentence imposed-
(A) to reflect the seriousness of the offense, to
promote respect for the law, and to provide just
punishment for the offense;
(B) to afford adequate deterrence to criminal
conduct;
(C) to protect the public from further crimes of the
defendant; and
(D) to provide the defendant with needed
educational or vocational training, medical care, or
other correctional treatment in the most effective
manner;
(3) the kinds of sentences available;
(4) the kinds of sentence and the sentencing range
established for ... the applicable category of offense
committed by the applicable category of defendant as
set forth in the guidelines[;]
(5) any pertinent policy statement[;]
(6) the need to avoid unwarranted sentence
disparities among defendants with similar records who
have been found guilty of similar conduct; and
(7) the need to provide restitution to any victims
of the offense.
18 U.S.C. 6 3553(a).
The next opportunity the Supreme Court had W
address the new sentencing regime came in Rita I.
United States. 127 S.Ct. 2456 (2007), where the Court
concluded that appellate courts could properly
presume that a sentence imposed within a properly
calculated
Sentencing
Guidelines
range
was
reasonable. In reaching this conclusion, the Court
unambiguously said that appellate courts must apply
"reasonableness" review to a district court's sentence,
which "merely asks whether the trial court abused its
discretion." 127 S.Ct. at 2465.Rita also explained that
"[w]here the judge imposes a sentence outside the
Guidelines, the judge will explain why he has done
so." 127 S.Ct. at 2468.
The Supreme
urt most recently addressed
sentencing in Gall
United Stases. 128 S.Ct. 586
(2007), and Kimbroushi United States. 128 S.Ct. 558
(2007). F" Gall reviewed the reasonableness of a
sentence falling far below the range recommended by
the Guidelines (a probationary term instead of a
sentence falling within the Guidelines range of 30-36
months' imprisonment), and specifically addressed
"whether a
court of appeals may apply a
'proportionality test,' and require that a sentence that
constitutes a substantial variance from the Guidelines
be justified by extraordinary circumstances." la
S.Ct. at 591 The Court determined that "while the
extent of the difference between a particular sentence
and the recommended Guidelines range is surely
relevant, courts of appeals must
review all
sentences-whether inside, just outside, or significantly
outside the Guidelines range-under a deferential
abuse-of-discretion standard." Id.
7. Kimbrough primarily involved issues
related to the Guidelines for crack cocaine
offenses.
In its analysis, Gall reiterated that "a district court
should begin all sentencing proceedings by correctly
calculating the applicable Guidelines range." Id. at
596. Gall further emphasized that "after giving both
parties an opportunity to argue for whatever sentence
they deem appropriate, the district judge should then
consider all of the 6 3553(a) factors to determine
whether they support the sentence requested by a
party." Id.
Gall also repeated that appellate review of
sentencing
decisions
employs
the
"familiar
abuse-of-discretion standard of review," id. at 594,
and then created a two-step process for conducting
that review: fust, the appellate court "must... ensure
that the district court committed no significant
procedural error, such as failing to calculate (or
improperly calculating) the Guidelines range, treating
the Guidelines as mandatory, failing to consider the 1
3553(a) factors, selecting a sentence based on clearly
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erroneous facts, or failing to adequately explain the
chosen sentence-including an explanation for any
deviation from the Guidelines range." Gall. 128 S.Ct.
at 597 The first step-aimed at addressing "procedural"
errors-highlights the continued importance of the
Guidelines, and the Booker Court's intention that the
"continued use of the Guidelines in an advisory
fashion would further the purposes of Congress in
creating the sentencing system to be honest, fair, and
rational." Talley. 431 F.3d at 787. So although the
Court "reject [ed] ... an appellate rule that requires
'extraordinary' circumstances to justify a sentence
outside the Guidelines range ... [or] the use of a rigid
mathematical formula that uses the percentage of a
departure as the standard for determining the strength
of the justifications required for a specific sentence," it
nonetheless repeatedly emphasized that "appellate
courts may therefore take the degree of variance into
account and consider the extent of a deviation from the
Guidelines." Gall. 128 S.Ct. at 595.
Indeed, Gall explained that a district judge
must make an individualized assessment based on
the
facts presented. If he
decides
that
an
outside-Guidelines sentence is warranted, he must
consider the extent of the deviation and ensure that the
justification is sufficiently compelling to support the
degree of the variance. We fmd it uncontroversial that
a major departure should be supported by a more
significant justification than a minor one.
Id. at 597 (emphases added). Thus, not only must
the district courts "consult th[e) Guidelines and take
them into account when sentencing,"Pooker. 543 U.S.
at 264 they must properly calculate the Guidelines
range antincludiel an explanation for any deviation
from the Guidelines range." Gall. 128 5.O. at 597.
After an appellate court has determined that "the
district court's sentencing decision is procedurally
sound,"Gall directs that "the appellate court should
then consider the substantive reasonableness of the
sentence imposed under an abuse-of-discretion
standard." Id. at 597. The Court explained;
When conducting this review, the court will, of
course, take into account the totality of the
circumstances, including the extent of any variance
from the Guidelines range. If the sentence is within the
Guidelines range, the appellate court may, but is not
required to, apply a presumption of reasonableness.
But if the sentence is outside the Guidelines range, the
court
may
not
apply
a
presumption
of
unreasonableness. It may consider the extent of the
Page 7
deviation, but must give due deference to the district
court's decision that the 6 3553(a) factors, on a whole,
justify the extent of the variance. The fact that the
appellate court might reasonably have concluded that
a different sentence was appropriate is insufficient to
justify reversal of the district court.
Id. (citation omitted).
Gall reminds us once again, as Pugh suggests, to
appreciate the institutional advantage that district
courts have in applying and weighing the Section
3553(a) factors in individual cases. Nonetheless, it
also remains true that the district court's choice of
sentence is not unfettered. Again, Gall makes clear
that the district court is obliged to "consider all of the
6 3553(a) factors to determine whether they support
the sentence requested by a party." 128 S.Ct. at 596-97
(emphasis added). The Section 3553(a)"factors in turn
... guide appellate courts, as they have in the past, in
determining whether a sentence is unreasonable."
Booker. 543 U.S. at 261 accord Winingear. 422 F.3d
at 1246;see also Tally/. 431 F.3d at 7$$ ("We must
evaluate whether the sentence imposed by the district
court fails to achieve the purposes of sentencing as
stated in section 3553(a)."). The appellate court "will,
of course, take into account the totality of the
circumstances, including the extent of any variance
from the Guidelines range." Gall. 128 S.Ct. at 597.Fla
8. Because we review the "totality of
circumstances," a district court need not
discuss each
Section 3553(a) factor Talley. 431 F.3d at 786
although "[w]here the judge imposes a sentence
outside the Guidelines, the judge will explain why he
has done so." Rita, 127 S.Ct. at 2468.
These directives leave no doubt that an appellate
court may still overturn a substantively unreasonable
sentence, albeit only after examining it through the
prism of abuse of discretion, and that appellate review
has not been extinguished. Thus, a sentence still may
be substantively unreasonable if it does "not achieve
the purposes f sentencing stated in 6 3553(a)."
I
United States Martin. 455 F.3d 1227. 1237 (11th
Cir.2006). So even though we afford "due deference
to the district court's decision that the 6 3553(a)
factors, on a whole, justify the extent of the
variance "Gall. 128 S.Ct. at 597 we may find that a
district court has abused its considerable discretion if
it has weighed the factors in a manner that
demonstrably yields an unreasonable sentence. We are
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Page 8 F.3d ----, 2008 WL 253040 (C.A.11 (Ala.)) (Cite as: — F.3d —) therefore still required to make the calculus ourselves, and are obliged to remand for resentencing "if we are left with the definite and firm conviction that the district court committed a clear error of judgment in weighing the § 3553(a) factors by arriving at a sentence that lies outside the range of reasonable sement es dictated by the facts of the case." United Pates I McBride. No. 06-16544. 2007 WL 4555205 at *3 (1 I th Cir. Dec. 28. 2 ) (internal quotation marks omitted). United States Clay. 13 F.3d 739 743 (11th Cir.2007); cf. Unite States Fernandez 443 F.3d 19.34-35 (2d Cir.2006) (stating that "we will not second guess the weight (or lack thereof) that the judge accorded to a given factor ... [under 4 3553(a) ] as long as the sentence ultimately imposed is reasonable in light of all the circumstances presented" (emphasis added)). This standard of review is altogether consonant with our traditional use of the abuse-of-discretion standard, under which we will reverse only if "we find that the district court has made a clear error of judgment...." United States. Frazier 387 F.3d 1244. 1259(11th Cir.2004) (en bane). Moreover, a district court's unjustified reliance on any one Section 3553(a) factor may be a symptom of an unreasonable sentence. See United States I Crisp 454 F.3d 1285. 1292 (11th Cir.2006) (citing United States I Rattobglli. 452 F.3d 127. 137 (24 Cir.2006); United States Ture. 450 F.3d 352. 358-59 (8th Cir.2006); United States I Hampton. F.3d 284 288-89 (4th Cir.2006). United States Cage. 451 F.3d 585 (10th Cir.20061). accord United States v. Ward. 506 F.3d 468. 478 (6th Cir.2007). Likewise, "[a) sentence may be substantively unreasonable when the district court selects the sentence arbitrarily, bases the sentence on impermissible factors [or] fails to consider pertinent section 3553(a) factors." Ward. 506 F.3d at 478 (interrhal quotation marks omitted); see also United States I Ausburn. 502 F.3d 313. 328 (3d Cir.2007) (asking if the district court: "(1) exercised its discretion by giving meaningful consideration to the § 3553(a) factors; and (2) applied those factors reasonably by selecting a sentence grounded on reasons logical and consistent with the factors' (internal quotation marks omitted); United States Willineham. 497 F.3d 541, 543-44 (5th Cir.2007) (asking if sentence: "(1) does not account for a factor that should have received significant weight, (2) gives significant weight to an irrelevant or improper factor, or (3) represents a clear error of judgment in balancing the sentencing factors") (citation omitted); United States' Boleware. 498 F.3d 859. 861 (8th Cir.2007) (same). We hasten to add that while the application of these analyses may suggest an unreasonable sentence, they do not necessarily make a sentence unreasonable: Gall itself found that the district court did not commit reversible error simply because it "attached great weight: to a single factor. 128 S.Ct. at 600;see United States I Pauley. No. 07-4270. 2007 WL 4555520. at *7 (4th Cir. Dec. 28. 2007). However, it remains uncontroverted that a sentence suffering from these "symptoms" may in fact be unreasonable, depending on an examination of the "totality of the circumstances." Gall. 128 S.Ct. at 597. And a review of the totality of the circumstances in this case through the lens of abuse of discretion yields the conclusion that Pugh's sentence is substantively unreasonable. The district court found "based on the facts of this case, based on [Pugh's) personal characteristics and history, and based on a consideration of all of the other factors," that Pugh did not deserve a Guidelines range-much less a custodial-sentence. in reciting its rationale, the district court focused primarily on one of the many Section 3553(a) factors-"the nature and circumstances of the offense and the history and characteristics of the defendant." 18 U.S.C. 3553(a1(1). In particular, as we have noted, the district court emphasized that Pugh (1) was a first-time offender without a history suggesting that he had or would abuse children; (2) was addicted to adult pornography and had sought treatment for that addiction; (3) was not a pedophile and presented a low risk for recidivism, according to a psychologist who evaluated him; and (4) complied with the terms and conditions of his pretrial supervision. The district court further found that Pugh's possession offense was "passive" and "incidental" to his actual goal of developing online relationships, and that Pugh had taken steps to report his receipt of child pornography to AOL and his family. To be sure, we appreciate the thoughtfulness and care taken by the district court in sentencing Pugh-the court held two sentencing hearings, and deliberated extensively over its sentencing decision in this case. We also recognize the wide discretion afforded to district courts in sentencing, especially since the district court is in a "superior position to find facts and judge their import." Gall. 128 S.Ct. at 597 (internal quotation marks omitted). Accordingly, we accept, as we must, the findings of fact made by the district court © 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. EFTA00192131
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in this case; we discern no clear error in this regard.
We do, however, observe these additional salient
facts that were elicited, and uncontroverted, at the
sentencing hearings: Pugh intentionally posed as a
teenage girl and knew that he would receive child
pornography through this posture; Pugh derived a
benefit from these images, as evidenced by Pugh's
admission that "this [wa]s the way to go" for him to
achieve his "goal" of communication; Pugh repeatedly
downloaded the child pornography images and videos
at least 70 times over a period of several years; Pugh
forwarded some of these images to others in the chat
room; the images were grotesque, and, as noted,
included a video of an adult male raping an infant girl
and a picture of an adult male having sex with a
toddler with a dog collar around her neck; Pugh failed
to report these images to the police; and the
psychologist admitted that Pugh did not present "no"
risk for recidivism. Likewise, we note that the federal
penal code treats the possession of child pornography
and child abuse as distinct offenses. 47-09
9. See, e.g., United States' Goff. 501 F.3d
250. 259 (3d Cir.2007) (where a defendant
was charged with child pornography possession
but "was not charged with molestation, ... pointing out
that he hadn't committed it is, in one sense,
irrelevant"): United States' Grosenheider. 200 F.34
321. 332-34 (5th Cir.2000) (collecting cases rejecting
departures based on rationale that defendant had "not
abused
any
child, and had no
inclination,
predisposition or tendency to do so").
Although the district court concluded, on these
facts, that Pugh's conduct was "incidental" and
"passive," his conduct
was neither
isolated,
unintentional nor lawful. Nevertheless, Pugh argues in
his supplemental brief that "the district judge regarded
Pugh's passive and incidental, as opposed to wilful,
possession of the child pornography as a reasonable
basis for giving him a less severe sentence than the
sentences he has given to more typical child
pornography offenders who solicit or purchase child
pornography images." App'ee Supp. Br. at 19
(emphasis added). This argument misses the mark.
Pugh seems to suggest that because the district court
found that his ultimate motive was not to gather child
pornography, somehow his crime was not "willful."
But on this record there can be no dispute that Pugh
downloaded and forwarded child pornography
consciously,
intentionally,
deliberately,
and
voluntarily, regardless of whether the receipt of child
Page 9
pornography was his end goal or only a means by
which to encoura
others to "chat" with him. CI
Georgia Elec. Co. Ige Marshall. 595 F.2d 309. 318 (5th
Cir.1979
("a conscious, intentional, deliberate,
voluntary decision, which, regardless of a venial
motive, properly is described as willful") (internal
quotation marks omitted). r' 10 Indeed, he pled to
"knowingly possess[ing]" 68 images and two videos
of child pornography. While motive may be a valid
concem at sentencing, it cannot obliterate the
knowing, deliberate and repeated means by which this
rious crime was committed. See, e.g., United States
I Carlson. 498 F.3d 761. 766-67 (8th Cir.2007)
(concluding that a district court's reliance on a
defendant's intentions, which were "arguably better
than a defendant who uses the funds for purely
personal reasons" but nonetheless resulted in fraud on
the government, "not particularly compelling" for a
reduced sentence).
10. In Bonner' City of Prichard. 661 F.2d
1206. 1209 (11th Cir.1981) (en bane), we
adopted as binding precedent all decisions of
the former Fifth Circuit that were rendered
prior to October 1, 1981.
With this factual background in mind, we turn to
whether (when viewed through the prism of abuse of
discretion)
the
district
court's
sentence
was
substantively unreasonable. While undertaking this
calculus, we are not limited to considering only the
factors expounded upon by the district court; as the
Supreme
Court
has
made
clear
Section
3553(arremains in effect, and sets forth numerous
factors that guide sentencing. Those factors in turn
will guide appellate courts, as they have in the past, in
determining whether a sentence is unreasonable."
Booker. 543 U.S. at 261. Indeed, we could not begin to
review the reasonableness of a sentence without
examining all of the relevant factors embodied in
Section 3553(a).
Having reviewed all of those factors in the
context of this case, we conclude that in imposing a
non-custodial sentence, the district court performed a
narrow,
although
intensive,
analysis
that
minimized-and in some instances, ignored-many of
the important Section 3553(a) concerns that we are
directed to consider by Congress and the Supreme
Court. Id.; Gall. 128 S.Ct. at 596. As we have already
observed, a sentence may be unreasonable if it is
grounded solely on one factor, relies on impermissible
factors, or ignores relevant factors. See supra at _.At
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the end of the day, the sentence in this case is
unreasonable, and the district court's analysis suffers
from many of these "symptoms." We detail them
below.
First. Pugh's sentence does not "afford adequate
deterrence
to
criminal
conducci.e.,
general
deterrence. 18 U.S.C. 6 3553(aX2)(B); Martin. 455
F.3d at 1240 This factor-along with retribution,
rehabilitation, and incapacitation-expressly makes up
one of the four purposes of sentencing identified by
Congress in Section 3553(a). SeeS.Reo. No. 98-225. at
75-76 (1983) reprinted in 1984 U.S.C.C.A.N. 3182,
3259 ("to deter others from committing the offense" is
one of the four purposes of sentencing). Congress
intended that courts consider each of these four stated
factors "in imposing sentence in a particular case." Id.
at 68, 75, 1984 U.S.C.C.A.N. at 3251, 3258; id. at 77,
1984 U.S.C.C.A.N. at 3260 ("The intent of subsection
(aX2) is ... to require that the judge consider what
impact, if any, each particular purpose should have on
the sentence in each case."). Indeed, as the Eighth
Circuit has observed, "general deterrence ... is one of
the key purposes of sentencing...." United States
Medearis. 451 F.3d 918. 920-21 (8th Cir.2006)
(quotations omitted).
This is particularly compelling in the child
pornography context, as the Seventh Circuit has aptly
said:
Young children were raped in order to enable the
production of the pornography that the defendant both
downloaded and uploaded-both consumed himself
and disseminated to others. The greater the customer
demand for child pornography, the more that will be
produced. Sentences influence behavior, or so at least
Congress thought when in 18 U.S.C. 6 3553(a) it made
deterrence a statutory sentencing factor. The logic of
deterrence suggests that the lighter the punishment for
downloading and uploading child pornography, the
greater the customer demand for it and so the more
will be produced.
United States' Goldberg. 491 F.3d 668. 672 (7th
Cr.) (citations omitted), cert. denied,128 S.Ct. 666
(2007); see also Ge. 501 F.3d at 261 ("deterring the
production of child pornography and protecting the
children who are victimized by it are factors that
should have been given significant weight at
sentencing, but in fact received not a word from the
District Court"). Pugh's probationary sentence, we
think, tends to undermine the purpose of general
deterrence, and in turn, tends to increase (in some
Page 10
palpable if Immeasurable way) the child pornography
market. This problem is compounded not just because
of the number of images Pugh downloaded over an
extended time frame, but also because Pugh
distributed some of the images to others.
Pugh suggests, however, that the district court's
observation that it had imposed "harsh but ...
appropriate sentences" in other cases adequately
addressed general deterrence and respect for the law (a
factor discussed below). Even if this statement could
be read as touching, albeit tangentially, on these
factors, we still cannot say that the resulting sentence
fairly reflects their consideration. Indeed, it is unclear
to us how the district court's sentences in other cases
can be seen as explaining how a probationary sentence
for possession of child pornography in this case
promotes general deterrence or, for that matter,
respect for the law. This seems to be especially true
here where unlike in Gall, no other co-defendants
were sentenced for the same crime that Pugh has
committed. Quite simply, by imposing a non-custodial
sentence, the district court accorded no weight to
general deterrence.
Second, this sentence failed "to reflect the
seriousness of the offense, to promote respect for the
law, and to provide just punishment for the offense."
18 U.S.C. 6 3553(a)(2XA). As described in the
legislative history of Section 3553(a):
This purpose-essentially
the 'just deserts'
concept-should be reflected clearly in all sentences; it
is another way of saying that the sentence should
reflect the gravity of the defendant's conduct. From the
public's standpoint, the sentence should be of a type
and length that will adequately reflect, among other
things, the harm done or threatened by the offense, and
the public interest in preventing a recurrence of the
offense. From the defendant's standpoint the sentence
should not be unreasonably harsh under all the
circumstances of the case and should not differ
substantially from the sentence given to another
similarly situated defendant convicted of a similar
offense under similar circumstances.
S.Rep. No. 98-225 at 75-76, 1984 U.S.C.C.A.N.
at 3258-59. "411
11. Notably, this notion of "just deserts" or
retribution is a distinct consideration from
general deterrence. See United States' Foss. 501
F.2d 522. 527 (1st Cir.1974) (cited with approval in
the legislative history of Section 3553(a)) ("[T]he
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view that punishment should fit the offender has never
yet been held to eliminate general deterrence as a
factor to be considered along with others.... This is so
even though general deterrence concerns itself not
with the individual offender but with the sentence's
impact on others.").
The contents of Pugh's computer contained
depraved images, and there were 10 known (and
countless unknown) victims in the 68 images and two
videos. As the government emphasized and Pugh's
own expert Warren conceded at the sentencing
hearing, the pictures undeniably have a devastating
impact on the young victims. In this connection, the
Supreme Court has observed:
The legislative judgment, as well as the judgment
found in the relevant literature, is that the use of
children as subjects of pornographic materials is
harmful to the physiological, emotional, and mental
health of the child....
It has been found that sexually exploited children
are
unable
to
develop
healthy
affectionate
relationships in later life, have sexual dysfunctions,
and have a tendency to become sexual abusers as
adults. Sexual molestation by adults is often involved
in the production of child sexual performances. When
such performances are recorded and distributed, the
child's privacy interests are also invaded....
The distribution of photographs and films
depicting sexual activity by juveniles is intrinsically
related to the sexual abuse of children.... (T)he
materials produced are a permanent record of the
children's participation and the harm to the child is
exacerbated by their circulation....
As one authority has explained:
"[P]omography poses an even greater threat to the
child victim than does sexual abuse or prostitution.
Because the child's actions are reduced to a recording,
the pornography may haunt him in future years, long
after the original misdeed took place. A child who has
posed for a camera must go through life knowing that
the recording is circulating within the mass
distribution system for child pornography." Shouvlin,
Preventing the Sexual Exploitation of Children: A
Model Act, 17 Wake Forest L.Rev. 535, 545 (1981).
See also (Schoettle, Child Exploitation: A Study of
Child Pornography, 19 J. Am Acad. Child Psychiatry
289, 292 (1980) ) ("(1)t is the fear of exposure and the
tension of keeping the act secret that seem to have the
most profound emotional repercussions"); Note,
Protection of Children from Use in Pornography:
Toward Constitutional and Enforceable Legislation,
12 U. Mich. J. Law Reform 295, 301 (1979)
(interview with child psychiatrist) ("The victim's
knowledge of publication of the visual material
increases the emotional and psychic harm suffered by
the child").
New York I Ferber. 458 U.S. 747. 758-59 &
trtr9-1011982) (citations omitted); see also United
Slates
Yuknavich. 419 F.3d 1302. 1310 (11th
Cir.2005) ("possession of child pornography is not a
victimless
crime")•
Goff.
501 F.3d
at
259
("Consumers such as Goff who 'merely' or
'passively' receive or possess child pornography
directly contribute to this continuing victimization.").
Moreover, Pugh's possession-and distribution-of
child pornography undeniably created the demand for
more. See Yuknavich. 419 F.3d at 1310 ("A child
somewhere was used to produce the images
downloaded ..., in large part, because individuals like
[the defendant) exist to download the images.").
Indeed, Pugh's own expert, Warren, also conceded
that Pugh contributed to the demand for child
pornography, increasing the victimization of still more
children. The Supreme Court has explained:
It is ... surely reasonable for the State to conclude
that it will decrease the production of child
pornography if it penalizes those who possess and
view the product, thereby decreasing demand....
According to the State, since the time of our decision
in Ferber, much of the child pornography market has
been driven underground; as a result, it is now
difficult, if not impossible, to solve the child
pornography problem by only attacking production
and distribution. Indeed, 19 States have found it
necessary to proscribe the possession of this
material.... The State's ban on possession and viewing
encourages the possessors of these materials to
destroy them. [In addition] ..., encouraging the
destruction of these materials is also desirable because
evidence
suggests
that
pedophiles use child
pornography to seduce other children into sexual
activity.
Osborne' Ohio. 4
U.S. 103. 109-11 (1990);
see also United States I Williams, 444 F.36 1286
J290 (11th Cir.2006) ("Our concern is not confined to
the immediate abuse of the children depicted in these
images, but is also to enlargement of the market and
the universe of this deviant conduct that, in turn,
results in more exploitation and abuse of children." 1,
cert. granted 127 S.Ct. 1874 (2007)• United States
Davis. 204 F.3d 1064. 1066 (11th Cir.I9991 (per
curiam) ("We have recently explained that the harm
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resulting from possession of child pornography occurs
tam
(
when one sus '
et for such pictures.") (citing
United States
146 F.3d 1281. 1285 (11th
Cir.1998))- Go . 501 F.3d at 260 ("[Tjhe consumer of
child pornography 'creates a market' for the abuse by
providing an economic motive for creating and
distributing the materials.").
In short, regardless of Pugh's motive, his crime
was a serious one, as recognized by Congress and the
courts. Congress repeatedly has stressed the terrible
harm child pornography inflicts on its victims, dating
back to its rust enactment of child pornography laws
in 1977. F1412 Since that time, it has not only made
detailed findings, but has expanded repeatedly
criminal exposure for the possession of child
pornography:
12.
Congressional
findings
appear
throughout the following authorities:
• The Senate Report on the Protection of Children
Against Sexual Exploitation Act of 1977 recognized
that: "the use of children as prostitutes or as the
subjects of pornographic materials is very harmful to
both the children and the society as a whole ... [; s]uch
encounters cannot help but have a deep psychological,
humiliating impact on these youngsters and jeopardize
the possibility of healthy, affectionate relationships in
the future ... [; and] such base and sordid activities ...
may permanently traumatize and warp the minds of
the children involved...." S. Rep. 95.438. at 4-9
(19771, reprinted in 1978 U.S.C.C.A.N. 40, 41-46.
• Findings in the Child Protection Act of 1984
recognized that "the use of children as subjects of
pornographic
materials
is
harmful
to
the
physiological, emotional, and mental health of the
individual child and to society." Pub.L. No. 98-292, §
2, 98 Stat. 204 (1984).
• Findings in the Child Abuse Victims' Rights Act
of 1986 recognized that "Congress has recognized the
physiological, psychological, and emotional harm
caused by the production, distribution, and display of
child pornography by strengthening laws prescribing
such activity." Pub.L. No. 99-500, § 702(2), 100 Stat.
1783 (1986).
• Findings in the Child Pornography Prevention
Act of 1996 recognized that: "(1) the use of children in
the production of sexually explicit material, including
photographs, films, videos, computer images, and
other visual depictions, is a form of sexual abuse
which can result in physical or psychological harm, or
both, to the children involved; (2) where children are
used in its production, child pornography permanently
Page 12
records the victim's abuse, and its continued existence
causes the child victims of sexual abuse continuing
harm by haunting those children in future years; (3)
child pornography is often used as part of a method of
seducing other children into sexual activity; ... (7) the
creation or distribution of child pornography which
includes an image of a recognizable minor invades the
child's privacy and reputational interests, since images
that are created showing a child's face or other
identifiable feature on a body engaging in sexually
explicit conduct can haunt the minor for years to
come; ... (10XA) the existence of and traffic in child
pornographic images creates the potential for many
types of harm in the community and presents a clear
and present danger to all children; and (B) it inflames
the desires of child molesters, pedophiles, and child
pornographers who prey on children, thereby
increasing the creation and distribution of child
pornography and the sexual abuse and exploitation of
actual children who are victimized as a result of the
existence and use of these materials; (11XA) the
sexualization and eroticization of minors through any
form of child pornographic images has a deleterious
effect on all children by encouraging a societal
perception of children as sexual objects and leading to
further sexual abuse and exploitation of them; and (B)
this sexualization of minors creates an unwholesome
environment which affects the psychological, mental
and emotional development of children and
undermines the efforts of parents and families to
encourage the sound mental, moral and emotional
development of children...." Pub.L. No. 104-208, §
121, 110 Stat. 3009 (1996).
• Findings in the Prosecutorial Remedies and
Other Tools to End the Exploitation of Children Today
Act of 2003 recognized that: "[c]hild pornography
results from the abuse of real children by sex
offenders; the production of child pornography is a
byproduct of, and not the primary reason for, the
sexual abuse of children." Pub.L. No. 108-21, §
501(12), 117 Stat. 650 (2003).
1990. In Pub.L. No. 101-647, § 323, 104 Stat.
4789 (1990), codified at 18 U.S.C. 6 2252M1(4)(41,
Congress proscribed the knowing possession of child
pornography, adding to a statute that had made the
knowing receipt of this material a crime;
1992. In Pub.L. No. 102-141, § 632, 105 Stat. 834
(1992), codified at 28 U.S.C. 6 994 note, Congress
directly amended the Guidelines provision addressing
the offense of child pornography possession,
increasing the base offense level by two levels;
1995. In Pub.L. No. 104-71, §§ 2, 3, 109 Stat. 774
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(1995), codified at 28 U.S.C. 6 994 note, Congress
again amended the Guidelines provision, increasing
the base offense level by another two levels, and
adding an enhancement if a computer was used to
transport or ship the material;
1996. In Pub.L. No. 104-208, § 121, 110 Stat.
3009 (1996), codified at 18 U.S.C. 6 2252A(a)(5)3)
Congress added another statutory provision for
possession, almost identical to the existing one, but
more targeted at the problem of new computer
technologies; FNI3
13. This is the offense to which Pugh pled
guilty, 18 U.S.C. 6 2252A(a)(5)(B).
1998. In Pub.L. No. 105-314, § 203, 112 Stat.
2974 (1998), codified at 18 U.S.C. 44 2252(a)(4Wb)
and 2252A(a)(5)(b), Congress amended the statutory
provisions proscribing possession by reducing the
number of images needed for conviction from three to
one; and
2003. In Pub.L. No. 108-21, §§ 101, 401, 117
Stat. 650 (2003), codified at 18 U.S.C. § 3583(k) and
28 U.S.C. 6 994 note, Congress increased the statutory
maximum term of supervised release for child
pornography possession to life, and directly amended
the Guideline provision, adding an enhancement
based on number of images.
In light of these detailed legislative findings and
numerous legislative enactments, we cannot help but
underscore the seriousness of this crime.
Although the district court recognized that child
pornography is "a serious crime," the sentence it
imposed did not reflect the seriousness of the crime.
Nor did
the
sentence
reflect
any apparent
consideration of promoting respect for the law. Even
when
measured
through
the
lens
of
abuse-of-discretion
review,
these
failings
are
conspicuous. See, e.g., United States' Perrin. 478
F.3d 672, 676 (5th Cir.2007) ("Though it noted the
severity of the offense, the court failed to explain how
this severity, particularly the images' depravity and
numerosity, factored into its decision to depart
downward from the guideline range to the statutory
minimum.").
Indeed, even Pugh recognized the significance of
his crime, proffering to the district court that "a
lengthy period of home confinement"together with a
"lifetime" of supervised release would "address the
Page 13
seriousness of the offense and promote respect for the
law as well provide adequate punishment." His
resulting
probationary
sentence,
on
the
contrary-without any home confinement or long-term
supervised release-afforded precious little if any
weight to the principles underlying 18 U.S.C.
3553(aH2)(Al.
Third, the sentence imposed did not reflect
consideration of "any pertinent policy statement," 18
U.S.C. 6 3553(a)(5), despite the Guidelines' express
policy statement for child pornography cases just like
Pugh's. As early as the 2002 Guidelines Manual, the
version applicable to Pugh's sentence, the relevant
policy statement provided that, "[i]f the instant offense
of conviction is a sex offense, the statutory maximum
tenn of supervised release is recommended." U.S.S.G.
6 5O1.2(c) (2002) (emphasis added). Concurrently,
the statute itself directed that "the authorized term of
supervised release for" a sex offense "involving a
minor victim ... is any term of years or life." 18 U.S.0
6 3583(k) (emphasis added), amended by Pub.L. No.
109-248, § 141(O(2), 120 Stat. 587 (2006); see also
United States I
Allison. 447 F.3d 402. 407 (5th
Cir.2006) (noting that "the policy statement
recommending a life term of supervised release cannot
be read in a vacuum, as the policy statement is derived
from the statutory authority in 18 U.S.C. 6 3583(k)
and is consistent with Congress's intention to punish
[sex offenders] with life terms of supervised release
because of the high rate of recidivism") (footnote
omitted).
The legislative history in 2003 surrounding the
enactment of Section 3583(k) reveals that" 'Congress
and the Sentencing Commission intended to impose
life terms of supervised release on sex offenders.
Congress explicitly recognized the high rate of
recidivism in convicted sex offenders.' " Perrin. 478
F.3d at 678 (quoting Allison. 447 F.3d at 406 (citing in
turn 18 U.S.C. 6 3583(k); H.R.Rep. No. 108-66,
reprinted in 2003 U.S.C.C.A.N. 683 (2003)
(contreport))). The Fifth Circuit has explained:
The legislative history of 6 3583(k) states that the
life term of supervised release was in response to the
"long-standing concerns of Federal judges and
prosecutors regarding the inadequacy of the existing
supervision periods for sex offenders, particularly for
the perpetrators of child sexual abuse crimes, whose
criminal conduct may reflect deep-seated aberrant
sexual disorders that are not likely to disappear within
a few years of release from prison. The current length
of the authorized supervision periods is not consistent
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with the need presented by many of these offenders for
long-term and in some cases, life-long monitoring and
oversight."
Allison. 447 F.3d at 405-06 (quoting H.R.Rep.
No. 108-66, at 49-50 (2003), reprinted in 2003
U.S.C.C.A.N. 683, 684; and citing United States
Moriarty. 429 F.3d 1012. 1025 (11th Cir.2005)). As
the Fifth Circuit put it in another child pornography
case, "[i]t is precisely this type of offender that
supervised release was designed to rehabilitate."
United States I Armendariz. 451 F.3d 352. 362 n.6
(5th Cir.2006) (citing S.Reo. No. 98-225, at 124
(1984), reprinted in 1984 U.S.C.C.A.N. 3182 ("[T]he
primary goal (of supervised release] is to ease the
defendant's transition into the community after the
service of a long prison term for a particularly serious
offense, or to provide rehabilitation to a defendant
who has spent a fairly short period in prison for
punishment or other purposes but still needs
supervision and trainin programs after release."));
see also United States
Johnson. 529 U.S. 53. 59
(2000) ("The objectives of supervised release would
be unfulfilled if excess prison time were to offset and
reduce terms of supervised release. Congress intended
supervised release to assist individuals in their
transition to community life. Supervised release
fulfills rehabilitative ends, distinct from those served
by incarceration.") (citing S.Rep. No. 98-225. at 124
(1983)).
Yet the sentence imposed, which contains no
period of supervised release, did not reflect the policy
statement, the statute, or these underlying concerns.
Fourth, the sentence did not adequately reflect
two related factors-the "kinds of sentences available"
and "the sentencing range" established by the
Guidelines. 18 U.S.C. & 3553(O(31. (4). Nor did the
district court "ensure that the justification [for the
extent of its deviation from the Guidelines) (wa]s
sufficiently compelling to support the degree of the
variance." Gall. 128 S.Ct. at 597.
Pugh's adjusted offense level was 30, and his
criminal history category was level I, making his
offense fall into "Zone D" of the Sentencing Table.
See Sentencing Table, U.S.S.G. § 5A. Notably, the
Guidelines do not authorize a sentence of probation
where the applicable Guidelines range is in Zone C or
D of the Sentencing Table. SeeU.S.S.G. &4 5B1.I cmt.
n.2, 5C1.1(f). In addition, as we've already noted,
Section 3583(k) of the statute provides that "any term
Page 14
of years or life" of supervised release is mandated for
sex offenders like Pugh, and the Guidelines
recommend a life term of supervised release. See
supra at .As a result, this probationary sentence
varies both from the recommended Guidelines range,
and also from the "kinds of sentences" available under
the Guidelines. See18 U.S.C. 6 3553(a)(4). However,
the district court did not so much as acknowledge that
probation ordinarily was not available for this crime,
nor that a life term of supervised release was
recommended.
Furthermore, while the district court accepted the
Guidelines calculation, and asked on the record
whether "Mr. Pugh deserves a 97-month sentence," it
did not give any real weight to the Guidelines range in
imposing the sentence. Not only did the district court
impose probation, which is not permitted under the
now-advisory Guidelines regime, but it departed just
about as much as it could-some 97 months for an
offense with a Guidelines calculation of 97.120
months' imprisonment. The district court did not
simply impose a 97-month downward variance;
rather, it imposed a sentence of zero months'
imprisonment. "
14. We recognize that because the statute
contains no mandatory minimum, Congress
understood that a judge could sentence a
defendant to zero months' imprisonment. The
Seventh Circuit has "imagine[d] a case,
involving the downloading of a handful of
images none showing any prepubescent child
or depicting any sexual activity, yet still
constituting child pornography (the statute
defines
'child'
as
any
minor
and
'pornography' as including besides actual
sexual activity 'lascivious exhibition of the
genitals or pubic area,'18 U.S.C. 66 2256(1)
(2)(AWv)), in which a permissible sentence
might be light." Goldberg. 491 F.3d at 672.
But plainly that is not the case here. While
there may be other circumstances in which a
non-custodial sentence may be reasonable,
this is not one of them.
In the Supreme Court's parlance, the degree of
variance imposed by the district court here-far greater
than the 30-month variance imposed in Gall-is
undeniably "major." Gall. 128 S.Ct. at 597. "In
reviewing the reasonableness of a sentence outside the
Guidelines range, appellate courts may therefore take
the degree of variance into account and consider the
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extent of a deviation from the Guidelines." Id. at 595
(emphasis added). But the district court failed to even
acknowledge that its sentence amounted to a
97-month variance, and its implicit explanation for the
variance-simply relying on Pugh's characteristics and
motive-hardly matches the degree of variance it
imposed. Quite simply, in our view, the district court
did not support this "major departure" with a
"significant justification." Id. at 597. This failing is
particularly telling in light of the importance the
Supreme Court accorded this factor in Ga/i?113
15. The Supreme Court has recently held that
a district judge has the authority to deviate
from the Guidelines in a particular crack cocaine
case because the Guidelines range for these offenses
was based on "the mandatory minimum sentences set
in the 1986 Act, and did not take account of 'empirical
data and national experience.' "Kimbrough. 128 S.Ct.
at 575 (citation omitted). The Guidelines involved in
Pugh's case, however, do not exhibit the deficiencies
the Supreme Court identified in Kimbrough. First, the
Guidelines range is derived at least in part from the
early Parole Guidelines, rather than directly derived
from Congressional mandate. See, e.g., Revised Draft
Sentencing Guidelines 72 (Jan.1987) ("The serious
nature of th[e] offense [of transporting, receiving, or
trafficking in material
involving
the
sexual
exploitation of a minor] is reflected in the
enhancement for the distribution of material depicting
minors under age twelve. The amount of enhancement
reflects the time specified by the parole guidelines.").
Second, there is no indication that either the
Guidelines range or the policy statement involved in
Pugh's sentence suffers from any criticisms like those
Kimbrough identified for
the
crack
cocaine
Guidelines. There, the Supreme Court found that the
Sentencing Commission itself had "reported that the
crack/powder disparity produces disproportionately
harsh sanctions." Kimbrough. 128 S.Ct. at 575. Here,
the Sentencing Commission has not made any similar
statements; rather, the Guidelines and policy
statement are based in part upon Congress's
longstanding concern for recidivism in such cases, see
sun at , and even Pugh's expert admitted that no
one, including Pugh, presents "no" risk for recidivism.
Fifth. because the district court did not impose a
substantial term of supervised release, the sentence did
not adequately reflect the need to "protect the public
from further crimes of the defendant." 18 U.S.C.
,553(alaWC). The district court brushed aside
consideration of this purpose of sentencing-aimed at
Page 15
incapacitation-by simply concluding that it was
"convinced that I will never see you again."
As Congress has found and as we have discussed,
child sex offenders have appalling rates of recidivism
and their crimes are under-reported. See Allison. 447
F.3d at 405.406. Yet because the district court did not
impose any custodial sentence on Pugh-not even one
day-by law it could not impose any term of supervised
release. Seel8 U.S.C.A. 6 3583(8) (a "defendant
[may] be placed on a term of supervised release after
imprisonment"); U.S.S.G. 6 5D1.1. United States'.
Chavez. 204 F.3d 1305. 1312-1313 (11th Cir.2000).
And while the district court imposed some conditions
on Pugh through probation (e.g., continued mental
health treatment, registering as sex offender, and
random visits), Pugh's compliance with those
conditions will be monitored for only 5 years. F1416
This period of monitoring is extremely light for a child
pornography offender. Had even a short term of
imprisonment been imposed by the district court, Pugh
could have been monitored for a substantial period of
time, including the possibility of supervised release
for the rest of his life, as permitted by the statutory
penalties, 18 U.S.C. 6 358314 and recommended by
the Sentencing Commission. "17
16. In Galt the Supreme Court held that
"[o]ffenders on probation are ... subject to
several standard conditions that substantially
restrict their liberty." 128 S.Ct. at 595 We do not
dispute this, but note that Gall did not involve a child
pornography offense, which involves different
considerations for supervised release, including the
characteristics associated with child pornography
offenders and the Guidelines recommendation of a life
term of supervised release for such offenders.
17. Moreover, even in cases not involving
child sex offenses, supervised release is a
stronger tool than probation. See United States I
Reese. 71 F.3d 582. 587.88 (6th Cir.1995) ("There is
an inherent difference between probation and
supervised release. When probation is revoked for a
violation, the rules set forth in 18 U.S.C. 6 3565 limit
the term of resentencing to the term allowable under
the original offense.... By contrast, a violation of
supervised release may result in a cumulative
punishment
that
exceeds
the original prison
sentence.").
Despite the district court's strong conviction that
Pugh would not suffer from recidivism, the resulting
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Page 16 ' F.3d ---, 2008 WL 253040 (C.A.11 (Ala.)) (Cite as: — F3d —) sentence does not provide a sufficient mechanism to monitor Pugh for a lengthy time, and thus protect the public from any future crime, as contemplated in la U.S.C. 6 3553141(2NQ. This omission is particularly striking, since Pugh himself agreed to a lifetime of supervised release. EN" 18. On this note, we also disagree with Pugh's suggestion that the district court appropriately relied on his "self-motivated rehabilitation" like the district court did in Gall. In Gall, the offender completely stopped committing the offending conduct years before his arrest; here, at best, Pugh unsuccessfully sought treatment for an adult pornography addiction prior to his arrest but nonetheless did not stop downloading child pornography. We add that it is unclear how a related Section 3553(a) factor-"the need ... to provide the defendant with needed ... medical care "18 U.S.C. 3553(a)(21101-was furthered by the sentence the district court imposed. Presumably Pugh could be subject to longer-term treatment had a substantial term of supervised release been imposed. Sixth, and finally, the sentence did not adequately reflect "the need to avoid unwarranted sentence disparities among defendants with similar records who have been found guilty of similar conduct." 18 U.S.0 8 3553(0161. While the district court found Pugh to be at "the low end of the spectrum of possession," noting that the situation was "quite different from those I normally see," it nonetheless did not adequately explain how Pugh's non-custodial sentence avoided profound disparities with other similarly situated defendants. Indeed, we have typically treated child sex offenses as serious crimes, upholding severe sentences in these cases. See e.g. United States' Mauldin. 224 f. Aoo'x 915 (11th Cir.2007) (unpublished) (affirming 78-month sentence and life term of supervised release for possession of child pornography). United Stalest Hodnett. 210 F. App'x 949 (11th Cir.2006) (unpublished) (affirming 360-month sentence and life term of supervised release for receipt, distribution, a possession of child pornography). United States Thrift. 205 F. ADD'x 816 (11th Cir.2006) (unpublished) (affirming 97-month sentence and life term of supervised release for use of intend to entice a minor to engage in sexual activity), cert. denied,127 S.O. 2143 (20071. We have in some instances affirmed downward variances in these kinds of cases, but in each of them, substantial prison sentences had been imposed. See, e.g., McBride. 2007 WL 4555205 (affirming 84-month sentence for distribution of child pornography where Guidelines called for 151-188 months). United States' Bohannon. 476 F.3d 1246 (11th Cu.)r (affirming 120-month sentence for use of intemet to entice minor into sexual activity where Guidelines called for 135-168 months), cert. denied,127 S.Ct. 2953 (2007); United States I Gray 453 F.3d 1323 ( I 1 th Cir.2006) (per curiam) (affirming 72-month sentence for distribution of child pornography where Guidelines called for 151-188 months). United States' Halsetna. 180 F. App'x 103 (11th Cir.2006) (unpublished) (affirming 24-month sentence for possession of child pornography where Guidelines called for 57-71 months). And in a similar case, another court upheld a substantial sentence, even though the defendant possessed many fewer images than Pugh. See United States, Nikonova. 480 F.3d 371. 377 (5th Cir.) (affirming a 31-month sentence where the defendant possessed 13 images and the district court noted that, although the defendant may be "atypical," her offense fell "within the heartland of cases involving possession of child pornography"), cert. deniedj 28 S.Ct. 163 (2007). In fact, Pugh has not cited and we cannot find a single case involving child pornography in which any court has upheld a non-custodial sentence like this one. FN19 Rather, appellate courts have consistently overturned zero-imprisonment or other sharply downward-varying sentences in such cases on the ground that the resulting sentences were unreasonably lenient. See e.g. United States, Fink. 502 F.3d 585, 586 (6th Cir.20071 (vacating sentence of 70 months' imprisonment and five years' supervised release); Goff 501 F.3d at 262 (vacating sentencing of four months' imprisonment and three years' supervised release). Goldberg. 491 F.3d at 668 (vacating sentence of one-day imprisonment and 10 years' supervised release). United States I Borho. 485 F.3d 904 (6th Cir.2007) (vacating sentence of 72 months' imprisonment and 5 years' supervised release). Perrin. 478 F.3d at 672 (vacating sentence of 60 months' imprisonment and 10 years' supervised release); Annendark. 451 F.3d at 352 (vacating sentence of five years' imprisonment and no supervised release). While these cases do not drive our decision, they do support the conclusion that the district court's probationary sentence will result in unwarranted disparities, further suggesting that the sentence imposed was unreasonable. O 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. EFTA00192139
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Page 17 F.3d ---, 2008 WL 253040 (C.A.11 (Ala.)) (Cite as: — F.3d —) 19. We have located only one case in which an appellate court has upheld a non- imprisonment sentence for a child pornography END OF DOCUMENT offense-but in that unpublished decision of the Fifth Circuit, which incidentally lacks any detailed discussion, one rr of house arrest was imposed. See United States Polito. 215 F. Atnix 354 (5th Cir.2007). IV. Taking the Section 3553(a) factors as a whole as well as the district court's findings and calculus, we are constrained to conclude that Pugh's probationary sentence was unreasonable, and that the district court abused its discretion in imposing it. We recognize that the appropriate weight given to each of the factors cannot be calibrated with a slide rule and that the district court properly has been accorded great discretion in determining how to weigh those factors. However, the district court must give some weight to the factors in a manner that is at least loosely commensurate with their importance to the case, and in a way that "achieve[s] the purposes of sentencing stated in & 3553(a)."Martin. 455 F.3d at 1237. Where it does not, and instead "commit[s] a clear error of judgment in weighing the § 3553(a) factors by arriving at a sentence that lies outside the range of reasonable sentences dictated by the facts of the case," we must remand for resentencing. McBride. 2007 WL 4555205, at '3 (internal quotation marks omitted). Indeed, if we could not say so here, we would come perilously close to holding that appellate review is limited to procedural irregularity, so long as the district court says it has reviewed all of the Section 3553(a) factors. We do not read Supreme Court precedent as having so eviscerated appellate review at the same time that it has mandated the appellate courts to continue to review sentences for reasonableness. We, therefore, VACATE Pugh's sentence, and REMAND the case to the district court for further review and resentencing. In so doing, we do not suggest what that sentence should be. We hold only that a sentence of probation, without a single day in jail or any period of supervised release is an unreasonable one. VACATED and REMANDED. C.A.11,2008. U.S. I. Pugh F.3d --, 2008 WL 253040 (C.A.11 (Ala.)) 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. EFTA00192140
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Page I of 20 Wesdaw. 435 F.3d 1100 435 F.3d 1100, 06 Cal. Daily Op. Serv. 696, 2006 Daily Journal D.A.R. 962 (Cite as: 435 F.3d 1100) H U.S. I. Clark C.A.9 (Wash.),2006. United States Court of Appeals,Ninth Circuit. UNITED STATES of America, Plaintiff-Appellee, v. Michael Lewis CLARK, Defendant-Appellant. No. 04-30249. Argued and Submitted June 6, 2005. Filed Jan. 25, 2006. Background: Defendant was convicted in the United States District Court for the Western Dis- trict of Washington, Robert S. Lasnik, J., 315 F.Supp.2d 1127, of violating the Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act's (PROTECT Act) prohibi- tion against traveling in foreign commerce to en- gage in a sexual act with a person under 18 years of age, and he appealed. Holdings: The Court of Appeals, McKeown, Circuit Judge, held that: (I) extraterritorial application of PROTECT Act did not violate principles of international law; (2) application of PROTECT Act to defendant did not violate due process; and (3) enactment of PROTECT Act was a valid exercise of Congressional authority under the For- eign Commerce Clause. Affirmed. Ferguson, Circuit Judge, filed dissenting opinion. West Headnotes III Criminal Law 110 413=.18 110 Criminal Law 110I Nature and Elements of Crime Page I 110k12 Statutory Provisions 110k18 k. Extraterritorial Operation. Most Cited Cases Extraterritorial application of Prosecutorial Remed- ies and Other Tools to End the Exploitation of Chil- dren Today Act's (PROTECT Act) prohibition against traveling in foreign commerce to engage in a sexual act with a person under 18 years of age did not violate principles of international law; provision was exclusively targeted at extraterritorial conduct, and jurisdiction was based solely on a defendant's status as a U.S. citizen. 18 U.S.C.A. § 2423(c). 121 Commerce 83 C=82.6 83 Commerce 8311 Application to Particular Subjects and Methods of Regulation 8311(J) Offenses and Prosecutions 83k82.5 Federal Offenses and Prosecu- tions 83k82.6 k. In General. Most Cited Cases Infants 211 of:=B 211 Infants 21111 Protection 211k13 k. Protection of Health and Morals. Most Cited Cases Two-month lapse in time between defendant's most recent transit between the United States and Cam- bodia and his arrest did not preclude application of Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act's (PROTECT Act) prohibition against traveling in foreign com- merce to engage in a sexual act with a person under 18 years of age; government was not required to prove that the illicit sexual conduct took place while the defendant was literally still traveling. 18 U.S.C.A. § 2423(c). 131 Constitutional Law 92 e=”1560 92 Constitutional Law 92XXVII Due Process C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&rs=WLW8.01&prft=HTMLE&... 1/30/2008 EFTA00192141
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• 435 F.3d 1100 435 F.3d 1100, 06 Cal. Daily Op. Serv. 696, 2006 Daily Journal D.A.R. 962 (Cite as: 435 F.3d 1100) 92XXVH(H) Criminal Law 92XXVII(H)4 Proceedings and Trial 92k4560 k. Extraterritorial Application of Penal Laws. Most Cited Cases (Formerly 92k259) Criminal Law 110 C=18 110 Criminal Law 1101 Nature and Elements of Crime 110kI2 Statutory Provisions 110kI8 k. Extraterritorial Operation. Most Cited Cases Application to defendant of Prosecutorial Remedies and Other Tools to End the Exploitation of Chil- dren Today Act's (PROTECT Act) prohibition against traveling in foreign commerce to engage in a sexual act with a person under 18 years of age, on basis of his sexual activities with children in Cam- bodia, did not violate Due Process Clause; defend- ant's American citizenship provided a sufficient nexus with the United States. U.S.C.A. Const.Amend. 5; 18 U.S.C.A. § 2423(c). 141 Commerce 83 C**4 83 Commerce 831 Power to Regulate in General 83k2 Constitutional Grant of Power to Con- gress 83k4 k. Commerce with Foreign Nations. Most Cited Cases Commerce 83 C=11(1) 83 Commerce 831 Power to Regulate in General 83k2 Constitutional Grant of Power to Con- gress 83k8 Exclusive or Concurrent Powers of Congress and the States 83k8( I ) k. In General; Application of State or Federal Law. Most Cited Cases Congress's power over foreign commerce is exclus- ive and plenary. U.S.C.A. Const. Art. 1, § 8, cl. 3. 151 Commerce 831582.6 Page 2 of 20 Page 2 83 Commerce 8311 Application to Particular Subjects and Methods of Regulation 8311(J) Offenses and Prosecutions 83k82.5 Federal Offenses and Prosecu- dons 83k82.6 k. In General. Most Cited Cases Infanta 211 e:=)12(8) 211 Infants 21111 Protection 21Ik 1 2 Constitutional and Statutory Provi- sions 211k 1 2(3) Validity 211k I 2(8) k. Crimes Against Infants. Most Cited Cases Enactment of Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act's (PROTECT Act) prohibition against traveling in foreign commerce to engage in a sexual act with a person under 18 years of age was a valid exercise of Congressional authority under the Foreign Com- merce Clause. U.S.C.A. Const. Art. I, § 8, cl. 3; 18 U.S.C.A. § 2423(c). *1101 Michael Filipovic, Assistant Federal Public Defender, Vicki W.W. Lai, Research and Writing Attorney, Federal Public Defender's Office, Seattle, WA, for the defendant-appellant. John McKay, United States Attorney, Helen J. Brunner, John J. Lulejian, Susan B. Dohnnaim, As- sistant United States Attorneys, Seattle, WA, for the plaintiff-appellee. Appeal from the United States District Court for the Western District of Washington;*1102 Robert S. Lasnik, District Judge, Presiding. D.C. No. CR- 03-00406-L. Before HUG, FERGUSON, and McKEOWN, Cir- cuit Judges. Opinion by Judge McKEOWN; Dissent by Judge FERGUSON. C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. haps://web2.westlaw.com/print/printstream.aspx?sv=Full&rs=WLW8.018Lprft=HTMLE&... 1/30/2008 EFTA00192142
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•
435 F.3d 1100
435 F.3d 1100, 06 Cal. Daily Op. Serv. 696, 2006 Daily Journal D.A.R. 962
(Cite as: 435 F.3d 1100)
McKEOWN, Circuit Judge.
In this appeal we are confronted with a ques-
tion of rust impression regarding the scope of Con-
gress's power under
the Foreign Commerce
Clause.FN1 At issue is whether Congress exceeded
its authority "to regulate Commerce with foreign
Nations," U.S. Const. art. I, § 8, cl. 3, in enacting a
statute that makes it a felony for any U.S. citizen
who travels in "foreign commerce," i.e. to a foreign
country, to then engage in an illegal commercial
sex act with a minor. 18 U.S.C. § 2423(c). We hold
that Congress acted within the bounds of its consti-
tutional authority.
FN1. We commend both counsel for their
excellent and comprehensive briefing on
this novel issue.
Congressional invocation of the Foreign Com-
merce Clause comes as no surprise in light of grow-
ing concern about U.S. citizens traveling abroad
who engage in sex acts with children. The United
States reiterated its commitment to quelling sexual
abuse abroad by signing The Yokohama Global
Commitment
2001,
available
at
ht-
tp://www.unicef.org/events/
yokohama/out-
come.html (last visited Dec. 29, 2005), which was
concluded at the Second World Congress Against
the Commercial Sexual Exploitation of Children.
The Commitment welcomes "new laws to criminal-
ize [child prostitution], including provisions with
extra-territorial effect." Id. Notably, in an explanat-
ory statement attached to the Commitment, the
United States emphasized that it "believes that the
Optional Protocol [on child prostitution] and [the
International Labour Organization's Convention
No. 182 regarding child labor] provide a clear start-
ing point for international action concerning the
elimination of commercial sexual exploitation of
children." Id.
Under the Commerce Clause, Congress has
power "[t]o regulate Commerce with foreign Na-
tions, and among the several States, and with the
Indian Tribes." This seemingly simple grant of au-
thority has been the source of much dispute, al-
though very little of the controversy surrounds the
Page 3 of 20
Page 3
"foreign Nations" prong of the clause. Cases in-
volving the reach of the Foreign Commerce Clause
vis-a-vis congressional authority to regulate our cit-
izens'
ire
conduct abroad
few and far between. See.
e.g., United States
Bredimus, 352 F.3d 200,
207-08 (5th Cir.2003 (affirming conviction under
18 U.S.C. § 2423(b), which reaches any person who
travels in foreign commerce "for the purpose of
engaging in illicit sexual conduct)"' It is not so
much that the contours of the Foreign Commerce
Clause are crystal clear, but rather that their scope
has yet to be subjected to judicial scrutiny.
FN2. As discussed in § IV(A), the cases
arise primarily under the dormant Foreign
Commerce Clause and invoke the interplay
between state and federal authority.
The Supreme Court has long adhered to a
framework for domestic commerce comprised of
"three general categories of regulation in which
1
Congress is authorized
engage under its com-
merce power,"Gonzales
Reich, 545U.S. I, ---,
125 S.Ct. 2195, 2205, 16 L.Ed.2d I (2005):(I) the
use of the channels of interstate commerce; (2) the
instrumentalities of interstate commerce, or persons
or things in interstate commerce; and (3) activities
that substantially affect interstate commerce. See
also United States I Ili
514 U.S. 549, 558-59,
115 S.Ct. 1624, 1 1 L. .2d 626 (1995); Reich,
125 S.Ct. at 2215 (Scalia, J., concurring) (noting
that *1103 for over thirty years, "our cases have
mechanically recited that the Commerce Clause
permits congressional regulation of three categor-
ies"). This framework developed in response to the
unique federalism concerns that define
ion-
al authority in the interstate context.
514
U.S. at 557, 115 S.Ct. 1624 ("[T]he scope o
e in-
terstate commerce power 'must be considered in the
1
light of our d
system of government ....' ")
(quoting NLRB
Jones & Laughlin Steel Corp.,
301 U.S. 1, 37,
S.Ct. 615, 81 L.Ed. 893 (1937)).
No analogous framework exists for foreign com-
merce.
Further distinguishing the two spheres "is evid-
ence that the Founders intended the scope of the
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435 F.3d 1100
435 F.3d 1100, 06 Cal. Daily Op. Sem 696, 2006 Daily Journal D.A.R. 962
(Cite as: 435 F.3d 1100)
3
foreign commerce power to be ... greater" as co -
pared with interstate commerce. Japan Line, Ltd. .
County of Los Angeles, 441 U.S. 434, 448, 99 S. .
1813, 60 L.Ed.2d 336 (1979). This expansive latit-
ude given to Congress over foreign commerce is
sensible given that "Congress' power to regulate in-
terstate commerce may be restricted by considera-
tions of federalism and state sovereignty," whereas
"[i)t has never been suggested that Congress' power
to regulate foreign commerce could be so limited."
Id. at 448 n. 13, 99 S.Ct. 1813.
Adapting the interstate commerce categories to
foreign commerce in specific contexts is n
an in-
surmountable task. See, e.g., United States I Cum-
mings, 281 F.3d 1046, 1049 n. 1 (9th Cir.2002)
(analyzing constitutionality of the International Par-
naping Act, 18 U.S.C. § 1204(a), under
three-category
approach).
At
times,
owever, this undertaking can feel like jamming a
square peg into a round hole. Instead of slavishly
marching down the path of grafting the interstate
commerce framework onto foreign commerce, we
step back and take a global, commonsense approach
to the circumstance presented here: The illicit sexu-
al conduct reached by the statute expressly includes
commercial sex acts performed by a U.S. citizen on
foreign soil. This conduct might be immoral and
criminal, but it is also commercial. Where, as in
this appeal, the defendant travels in foreign com-
merce to a foreign country and offers to pay a child
to engage in sex acts, his conduct falls under the
broad umbrella of foreign commerce and con-
sequently within congressional authority under the
Foreign Commerce Clause.
BACKGROUND
Michael Lewis Clark, a seventy-one year old
U.S. citizen and military veteran, primarily resided
in Cambodia from 1998 until his extradition in
2003. He typically took annual trips back to the
United States and he also maintained real estate,
bank accounts, investment accounts, a driver's li-
cense, and a mailing address in this country. Fol-
lowing a family visit in May 2003, Clark left
Page 4 of 20
Page 4
Seattle and flew to Cambodia via Japan, Thailand,
and Malaysia. He was traveling on a business visa
that he renewed on an annual basis.
While in Cambodia, Clark came to the atten-
tion of Action Pour Les Enfants, a
non-
governmental organization whose mission is to res-
cue minor boys who have been sexually molested
by non-Cambodians. Clark came under suspicion
when street kids reported to social workers that he
was molesting young boys on a regular basis. The
organization in turn reported him to the Cambodian
National Police. In late June 2003, the Cambodian
police arrested Clark after discovering him in a
Phnom Penh guesthouse engaging in sex acts with
two boys who were approximately ten and thirteen
years old. He was charged with debauchery. The
United States government received permission from
the Cambodian government to take jurisdiction over
Clark.
*1104 U.S. officials-assisted by the Cambodian
National Police and the Australian Federal Police-
conducted an investigation that led to Clark's con-
fession and extradition to the United States. As part
of the investigation, the younger boy told authorit-
ies that he had engaged in sex acts with Clark be-
cause he needed money to buy food for his brother
and sister. The older boy stated that Clark had hired
him in the past to perform sex acts, on one occasion
paying five dollars. Other young boys whom Clark
had molested reported that they were paid about
two dollars, and Clark stated that he routinely paid
this amount. Clark acknowledged that he had been
a pedophile since at least 1996, "maybe longer,"
and had been involved in sexual activity with ap-
proximately 40-50 children since he began travel-
ing in 1996.
Upon his return to the United States, Clark was
indicted under the provisions of the newly-enacted
Prosecutorial Remedies and Other Tools to End the
Exploitation of Children Today Act of 2003
("PROTECT Act"), Pub.L. No. 108-21, 117 Stat.
650 (2003).1" He pled guilty to two counts under
18 U.S.C. § 2423(c) and (e) 1"
but reserved the
right to appeal his pre-trial motion to dismiss based
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• 435 F.3d 1100 435 F.3d 1100, 06 Cal. Daily Op. Sent. 696, 2006 Daily Journal D.A.R. 962 (Cite as: 435 F.3d 1100) on constitutional, jurisdictional, and uatutory con- struction grounds. See United States I Clark 315 F.Supp.2d 1127 (W.D.Wash.2004) (order denying Clark's motion to dismiss). FN3. Although Clark was reportedly the first person charged under the PROTECT Act's extraterritorial provisions, see Blaine Harden, Veteran Indicted on Sex Charges; Man Is First Charged Under Protect Law's Provision on Tourism, Wash. Post at A5 (Sept. 25, 2003), the U.S. Immigration and Customs Enforcement's "Operation Predat- or" reports that thirteen arrests had been made as of July 19, 2005, http:// www.ice.gov/graphics/ news/ factsheetilstatistics.htm (last visited Dec. 29, 2005). FN4. Subsection (e) provides that an at- tempt or conspiracy to violate § 2423(c) shall be punishable in the same manner as a completed violation. On appeal, Clark's challenge centers on the constitutionality of § 2423(c). Adopted in 2003 as part of the PROTECT Act, § 2423(c) provides as follows: (c) Engaging in illicit sexual conduct in foreign places. Any United States citizen or alien admitted for permanent residence who travels in foreign commerce, and engages in any illicit sexual con- duct with another person shall be fined under this title or imprisoned not more than 30 years, or both. This provision was first proposed as part of the Sex Tourism Prohibition Improvement Act of 2002, H.R.Rep. No. 107-525 (2002). The "Constitutional Authority Statement" in the Report accompanying this Act expressly identified the Commerce Clause, article I, section 8 of the Constitution, as the au- thority for the legislation. Id. at 5. The purpose of the bill was "to make it a crime for a U.S. citizen to travel to another country and engage in illicit sexual conduct with minors." Id. The provision was not enacted, however, until it was added to the PRO- TECT Act the following year. SeeH.R.Rep. No. Page 5 of 20 Page 5 108-66, at 5 (2003) (Conf.Rep.), as reprinted in 2003 U.S.C.C.A.N. 683. This section was incorpor- ated verbatim into the 2003 legislation but the Re- port on the PROTECT Act does not include the pri- or reference to constitutional authority. Before the PROTECT Act became law in 2003, § 2423(b) required the government to prove that the defendant "travel[ed) in foreign commerce, or con- spire[d) to do so, for the purpose of engaging in " specified sexual conduct with a person under eight- een years of age. Violent Crime Control and Law Enforcement Act of 1994, Pub.L. 103-322, 108 Stat. 1796, Sec. 160001 *1105 (1994) (codified as amended at 18 U.S.C. § 2423(b)) (emphasis added). The PROTECT Act replaced this single section with new subsections (b) through (g), with the new subsection (b) remaining substantively the same as the former subsection (b). Subsection (c) is an en- tirely new section which deletes the "for the pur- pose of language.n" The conference report ac- companying the PROTECT Act explains that Con- gress removed the intent requirement from § 2423(c) so that "the government would only have to prove that the defendant engaged in illicit sexual conduct with a minor while in a foreign country." H.R.Rep. No. 108-66 at 51; see a/soH.R.Rep. No. 107-525, at 2 (same statement in report for failed 2002 bill). Consequently, for § 2423(c) to apply, the two key determinations are whether the defend- ant "travelled) in foreign commerce" and "engages in any illicit sexual conduct." FNS. Subsection (d) covers persons who provide ancillary services to facilitate travel "for the purpose of engaging in il- legal acts; subsection (e) covers attempt and conspiracy; subsection (f) cross- references the definition of "illegal sexual conduct" with other statutes; and subsec- tion (g) provides a defense where the de- fendant in a commercial sex act case reas- onably believed that the person was 18 years old. 18 U.S.C. § 2423(d)-(g). The statute defines "illicit sexual conduct" in two ways: First, the definition includes "a sexual O 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstreantaspx?sv=Full&rs=WLW8.01&pril=HTMLE&... 1/30/2008 EFTA00192145
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435 F.3d 1100 435 F.3d 1100, 06 Cal. Daily Op. Serv. 696, 2006 Daily Journal D.A.R. 962 (Cite as: 435 F-3d 1100) act (as defined in section 2246 [18 U.S.C. § 2246] ) with a person under 18 years of age that would be in violation of chapter 109A[18 U.S.C. §§ 2241 et seq.] if the sexual act occurred in the special mari- time and territorial jurisdiction of the United States." 18 U.S.C. § 2423(1)(1). Chapter 109A, in turn, criminalizes various forms of sexual abuse in- cluding, for example, aggravated sexual abuse by force, threat, or other means, 18 U.S.C. § 2241(a)-(b); sexual abuse by threatening or placing that other person in fear, 18 U.S.C. § 2242; and sexual abuse of a minor or ward, 18 U.S.C. § 2243. These violations share the common characteristic that there is no economic component to the crime. In other words, they are non-commercial sex acts. In contrast, the second prong of the defmition covers "any commercial sex act (as defined in sec- tion 1591[18 U.S.C. § 1591) ) with a person under 18 years of age." 18 U.S.C. § 2423(0(2). "Commercial sex act," in turn, is defined as "any sex act, on account of which anything of value is given to or received by any person." 18 U.S.C. § 1591(O(1). Clark acknowledges that his conduct qualifies as illicit sexual conduct, and he admitted in his plea agreement that he "intended to pay each of the boys and each of the boys expected such pay- ment in exchange for the sexual encounter." Ac- cordingly, it is this second "commercial sex act" prong that is at issue in Clark's appeal. ANALYSIS Clark does not dispute that he traveled in "foreign commerce," nor does he dispute that he engaged in illicit commercial sexual conduct. The challenge he raises is to congressional authority to regulate this conduct. In addition to his Commerce Clause challenge, Clark attacks his conviction on international law, statutory construction, and Due Process grounds!" In recognition of the principle that courts have a "strong duty to avoid constitu- tional issues that need not be resolved in order to determine the rights of the parties to the case and consideration,"County Court of Ulster County Allen. 442 U.S. 140, 154, 99 S.Ct. 2213, 60 L.Ed. Page 6 of 20 Page 6 777 (1979), we begin our analysis with Clark's non- constitutional claims. FN6. Clark initially raised issues related to his sentence but has since withdrawn this aspect of his appeal. *1106 I. SECTION 2423(C) COMPORTS WITH THE PRINCIPLES OF INTERNATIONAL LAW [I) We start with Clark's argument that extra- territorial application of § 2423(c) violates prin- ciples of into law." On de novo review, United States I Felix-Gutierrez, 940 F.2d 1200, 1203-04 (9th Cir.1991), we hold that extraterritorial application is proper based on the nationality prin- ciple. FN7. Clark's challenge is distinct from the more common scenario where a party chal- lenges only the extraterritorial reach of a statute without contesting congressional i auto' to enact the statute. See, e.g.. Small United States, 544 U.S. 385, ----, 125 S. . 1752, 1754, 161 L.Ed.2d 651 (2005) (holding that the phrase "convicted in any court" in a statute criminalizing firearm possession by a convicted felon, 18 U.S.C. § 922(g)(1), does not apply to ex- traterritorial convictions); Timberlane Lumber Co.' Bank of Am., 549 F.2d 597, 608.15 (9th Cir.I976) (discussing the ex- traterritorial reach of U.S. antitrust laws to activities in foreign countries), su eded by statute as stated inMcGlinchy Shell Chemical Co., 845 F.2d 80 813 n. 8 (9th 1 Cir.1988); United States Cotten, 471 F.2d 744, 750 (9th Cir.197 (holding that a statute proscribing theft of government property applied extraterritorially, and that the "law certainly represents an exercise by the Government of its right to defend it- self from obstructions and frauds"). The legal presumption that Congress ordinarily intends federal statu s to have only domestic ap- plication, see Small United States, 544 U.S. 385, 8) 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&rs=WLW8.01&prft=HTMLE&... 1/30/2008 EFTA00192146