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504 F.3d 737
504 F.3d 737, 07 Cal. Daily Op. Serv. 11,330, 2007 Daily Journal D.A.R. 14,672
(Cite as: 504 F.3d 737)
§ 2243 and "abusive sexual contact" under
18 U.S.C. § 2244. We decline to interpret
these terms by cross-reference to the cited
federal crimes for the same reasons we de-
cline to interpret the term "sexual abuse"
in such manner.
We have never defined predicate sex offenses
under § 2252A by cross reference to the federal
r
provisions Sinerius cites, nor
any other court of
appeals. See United States
Hubbard, 480 F.3d
341, 348 (5th Cir.2007) (construing "aggravated
sexual abuse, sexual abuse, [and] abusive sexual
conduct involving a minor" under § 2252A(bX1) as
"generic offenses"); Rezin. 322 F.3d at 447-48
(reaching the same conclusion in construing materi-
ally indistinguishable language in § 2252). Our
reasons for declining to do so derive from *743
well-established principles of statutory interpreta-
tion. First, the federal crime of "sexual abuse" un-
der § 2242 is not a definitional provision applicable
to § 2252A. Section 2252A is codified in title 18,
chapter no. The definitions applicable to chapter
110 are located in 18 U.S.C. § 2256. Section 2242,
on the other hand, is located in chapter 109A.
While Congress did not provide a specific
definition of "sexual abuse" in § 2256, we believe
its decision not to do so reflects Congress's intent to
define "sexual abuse" as a generic offense, under-
by its ordinary and common meaning, see
Solis, 447 F.3d at 1206-07, rather than to im-
port the elements of offenses delineated elsewhere
in the U.S.Code. See Hubbard, 480 F.3d at 348.
Our conclusion is strengthened by the plain
language of § 2252A. That section specifically ac-
counts for the federal crime of "sexual abuse" tin-
der § 2242 in a separate category of predicate of-
fenses. Section 2252A(b) requires an enhanced sen-
tence if the defendant "has a prior conviction under
... chapter 109A ...or under the laws of any State re-
lating to aggravated sexual abuse, sexual abuse, or
abusive sexual conduct involving a minor or ward."
18 U.S.C. § 2252A(b)(1),(2) (emphasis added).
Thus, § 2252A(b) treats federal offenses located in
Page 6 of 27
Page 6
chapter 109A (which includes sexual abuse under §
2242) as a separate category of predicate offenses,
independent from its treatment of state law convic-
tions like the one at issue here.
Further, § 2252A employs broader language
when defining state convictions that qualify as a
predicate sex offenses than it does when defining
predicate federal offenses, such as those located in
chapter 109A. An individual must be convicted of
the specific federal offense listed to be subject to an
enhanced sentence. However, such individual need
only be convicted of a state offense "relating to...
sexual abuse" to have the same penalty imposed. 18
U.S.C. § 2252A(bX1),(2) (emphasis added). The
phrase "relating to," as defined by the Supreme
Court, means "to stand in some relation to; to have
bearing or concern; to pertain; refer; to bring in
association with or connection with." Morales
Trans World Airlines, 504 U.S. 374, 383, 112 S. .
2031, 119 L.Ed.2d 157 (1992) (quoting Black's
Law Dictionary 1128 (5th ed.1979)) (construing
"relating to" in a different statutory context). We
have construed "relarg to" language broadly in
the past, see Luu-Le
INS, 224 F.3d 911, 915-16
(interpreting the phrase "relating to a controlled
substance" in section 241(aX2XBXi) of the Immig-
ration and Nationality Act), and the Fifth, Eighth,
and Tenth Circuits have done the same when inter-
preting this provision and the materially indistin-
guishable text of § 2252, see Hubbard. 480 F.3d at
347 ("We must assume that Congress chose the
words 'relating to' [iris§ 2252A(bX1) ] for a pur-
pose."); United States I Weis, 487 F.3d 1148, 1152
(8th Cir.2007) (construing "relating to" broadly in §
2252); United States' McCutchen, 419 F.3d 1122,
1127 (10th Cir.2005) (same). In short, § 2252A
does not simply mandate a sentencing enhancement
for individuals convicted of state offenses equival-
ent to sexual abuse. Rather, it mandates the en-
hancement for any state offense that stands in some
relation, bears upon, or is associated with that gen-
eric offense.
3
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Page 7 of 27 504 F.3d 737 504 F.3d 737, 07 Cal. Daily Op. Sew. 11,330, 2007 Daily Journal D.A.R. 14,672 (Cite as: 504 F.3d 737) Finally, experience indicates that when Con- gress intends to require a state offense to be con- gruent to a corresponding federal offense for sen- tencing enhancement purposes, it will draft such a requirement expressly. For example, *74418 U.S.C. § 2241(c) requires a life sentence where the defend- ant "has previously been convicted of another Fed- eral offense under this subsection, or of a State of- fense that would have been an offense under either such provision had the offense occurred in a feder- al prison." 18 U.S.C. § 2241(c) (emphasis added).FN4 Similarly, 18 U.S.C. § 3559(eX2XB) defines a "State sex offense" for purposes of that subsection to mean "an offense under State law that is punishable by more than one year in prison and consists of conduct that would be a federal sex of fense." 18 U.S.C. § 3559(eX2XB) (emphasis ad- ded). FN4. The phrase "either such provision" refers to 18 U.S.C. §§ 2241(c) and 2243(a). United States Etimani, 328 F.3d 493, 503 (9th Cir.2003). Sinerius cites both § 2241(c) and § 3559(eX2XB) as evidence that his Montana convic- tion is not a predicate offense "relating to ... sexual abuse" under § 212.), relying on our decision in United States Etimani, 328 F.3d 493 (9th Cir.2003), as support. Given the material differ- ences in the statutory language, however, Sinerius's reliance on Etimani is misplaced. In Etimani, we re- fused to qualify categorically a conviction under a state statute prohibiting "sexual contact" as a pre- dicate offense under § 2241(c). The state statute defined "sexual contact" to include touching through clothing, while § 2241(c) required "skin-to-skin contact." Etimani, 328 F.3d at 503. But as discussed previously, § 2241(c) ex- pressly requires that a state predicate offense in- clude all the elements of a corresponding federal crime; § 2252A(b) imposes no such limitation. For that reason, Etimani not only fails to support Sineri- us's interpretation, it provides reliable evidence that Congress's failure to include an equivalency re- Page 7 quirement in § 2252A(b) manifested its intent that no such requirement exist. See Hubbard. 480 F.3d at 348 (concluding that the terms "aggravated sexu- al abuse," "sexual abuse," and "abusive conduct in- volving a minor" in § 2252A(b)(1) are "generic terms, describing generic offenses" without refer- ence to federal offenses defined elsewhere in the Code). Accordingly, we interpret § 2252A(b) in light of its plain text and reject Sinerius's argument that a state conviction "relating to ... sexual abuse" must meet the federal definition of sexual abuse under § 2242 in order to qualify as a predicate offense for purposes of § 2252A. We therefore conclude that Sinerius's conviction under the Montana sexual as- sault statute categorically qualifies as a predicate offense triggering the sentencing enhancement un- der § 2252A(b). C Since we conclude that Sinerius's prior Montana conviction categorically qualifies as "sexual abuse" for purposes of § 2252A(b), we need not consider whether the conviction would also qualify as "aggravated sexual abuse" or "abusive sexual conduct involving a minor" under the same provision, nor is it necessary that we ex- amine Sinerius's conviction under the "modified" categorical approach. III For the foregoing reasons, we agree with the district court's determination that Sinerius's prior conviction under the Montana sexual assault statute qualifies as a predicate offense under §§ 2252A(bX1) & (2). Therefore, we conclude that the district court did not err in imposing an enhanced mandatory minimum sentence of 15 years for Sin- erius's conviction under *745 § 2252A(aX2) and an enhanced mandatory minimum sentence of 10 years for Sinerius's conviction under § 2252A(aX5)(B). The decision of the district court is O 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstreantasPx?sv=Full&Prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192008
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504 F.3d 737 504 F.3d 737, 07 Cal. Daily Op. Serv. 11,330, 2007 Daily Journal D.A.R. 14,672 (Cite as: 504 F3d 737) AFFIRMED. C.A.9 (Mont.),2007. U.S. I Sinerius 504 F.3d 737, 07 Cal. Daily Op. Serv. 11,330, 2007 Daily Journal D.A.R. 14,672 END OF DOCUMENT 4C) 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. Page 8 of 27 Page 8 https://web2.westlaw.com/print/printstream.aspx?sv=Full&prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192009
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Page 9 of 27 Westiaw. 495 F.3d 536 495 F.3d 536 (Cite as: 495 F.3d 536) U.S. II. Johnson C.A.7 (Ind.),2007. United States Court of Appeals,Seventh Circuit. UNITED STATES of America, Plaintiff-Appellee, V. Charles M. JOHNSON, Jr., Defendant-Appellant. No. 06-3968. Argued April 10, 2007. Decided July 30, 2007. Background: Defendant was convicted, upon a conditional guilty plea, following denial of his mo- tion to suppress, in the United States District Court for the Southern District of Indiana, John Daniel Tinder, J., of production of child pornography. De- fendant appealed. Holdings: The Court of Appeals, Ripple, Cir- cuit Judge, held that: (I) defendant voluntarily consented to search of his computer and living area; (2) law enforcement agents had probable cause to search defendant's computer and living quarters; and (3) imposition of did not violate defendant's Fifth or Sixth Amendment rights. Affirmed. West Headnotes III Criminal Law 110 C=4139 110 Criminal Law I I0XXIV Review I I0XXIV(L) Scope of Review in General 110k1139 k. Additional Proofs and Trial De Novo. Most Cited Cases The Court of Appeals reviews a district court's nil- Page I ing on a motion to suppress de novo. 121 Criminal Law 110 4>;>11158(2) 110 Criminal Law 110XXIV Review 110XX IV(O) Questions of Fact and Findings I1Ok1158In General 110k1158(2) k. Conclusiveness of Findings on Preliminary Proceedings in Conduct of Trial in General. Most Cited Cases Because the voluntariness of a defendant's consent to search is a factual determination, the Court of Appeals reviews a district court's resolution of this question for clear error. 131 Searches and Seizures 349 C=.171 349 Searches and Seizures 349V Waiver and Consent 349k171 k. In General. Most Cited Cases The Fourth Amendment's prohibition against war- rantless searches does not apply when the defendant consents voluntarily to the search. U.S.C.A. Const.Amend. 4. 141 Searches and Seizures 349 C=194 349 Searches and Seizures 349VI Judicial Review or Determination 349k192 Presumptions and Burden of Proof 349k194 k. Consent, and Validity There- of. Most Cited Cases The government bears the burden of proving that consent to starch was given freely and voluntarily. U.S.C.A. Const.Amend. 4. 151 Searches and Seizures 349 C=201 349 Searches and Seizures 349VI Judicial Review or Determination 349k201 k. Questions of Law or Fact. Most Cited Cases Whether a defendant voluntarily consented to a search is a factual assessment which turns on the C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. hups:/Aveb2.westlaw.com/print/printstrearmaspx?sv—Full&prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192010
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Page 10 of 27 495 F.3d 536 495 F.3d 536 (Cite as: 495 F.3d 536) totality of the circumstances. U.S.C.A. Const.Amend. 4. 161 Searches and Seizures 349 Co180 349 Searches and Seizures 349V Waiver and Consent 349kI79 Validity of Consent 349k180 k. Voluntary Nature in General. Most Cited Cases Searches and Seizures 349 E .183 349 Searches and Seizures 349V Waiver and Consent 349k179 Validity of Consent 349k183 k. Knowledge of Rights; Warn- ings and Advice. Most Cited Cases Searches and Seizures 349 C=184 349 Searches and Seizures 349V Waiver and Consent 349k179 Validity of Consent 349k184 k. Custody, Restraint, or Deten- tion Issues. Most Cited Cases Among the factors a court considers in determining whether consent to search was voluntarily given are: (1) the person's age, intelligence, and educa- tion, (2) whether he was advised of his constitution- al rights, (3) how long he was detained before he gave his consent, (4) whether his consent was im- mediate, or was prompted by repeated requests by the authorities, (5) whether any physical coercion was used, and (6) whether the individual was in po- lice custody when he gave his consent. U.S.C.A. Const.Amend. 4. 171 Searches and Seizures 349 C=181 349 Searches and Seizures 349V Waiver and Consent 349kI79 Validity of Consent 349k181 k. Particular Concrete Applica- tions. Most Cited Cases Page 2 349 Searches and Seizures 349V Waiver and Consent 349k179 Validity of Consent 349k183 k. Knowledge of Rights; Warn- ings and Advice. Most Cited Cues Defendant voluntarily consented to a search of his computer and living area; although law enforce- ment agents requested more than once that defend- ant consent to search, and agents told him that they would need to secure the residence until a search warrant issued if he did not consent, defendant stated that he did not feel threatened or coerced and that he understood the consent form he signed, de- fendant was 48 years old, he was of at least average intelligence, and the interview with agents was calm and professional at all times. U.S.C.A. Const.Amend. 4. 181 Criminal Law 110 C=394.1(3) 110 Criminal Law 110XVII Evidence 110XVII(I) Competency in General 110k394 Evidence Wrongfully Obtained 110k394.1 In General 110k394.1(3) k. Effect of Illegal Conduct on Other Evidence. Most Cited Cases The doctrine of inevitable discovery provides that, when the government can establish by a preponder- ance of the evidence that the information obtained would have been discovered ultimately or inevit- ably by lawful means, the deterrence rationale of the exclusionary rule no longer applies and the evidence should be admitted. U.S.C.A. Const.Amend. 4. PI Obscenity 281 €=1.6 281 Obscenity 281k7.5 Pretrial Seizure, Suppression, or Cen- sorship 281k7.6 k. In General; Necessity for Ad- versary Hearing. Most Cited Cases Law enforcement agents had probable cause to search defendant's computer and living quarters, where they had acquired detailed information from Searches and Seizures 349 C=183 C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/Print/Printstream.aspx?sv=Full&prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192011
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Page 11 of 27 495 F.3d 536 495 F.3d 536 (Cite as: 495 F.3d 536) minor victim that defendant had taken pornographic photographs of her, that defendant used a silver di- gital camera, and that he possessed a black com- puter, and during the course of his conversation with agents, defendant confirmed that he owned a silver digital camera and black computer, and that he previously lived in the same city as victim. U.S.C.A. Const.Amend. 4. 1101 Jury 230 C=34(7) 230 Jury 230II Right to Trial by Jury 230k30 Denial or Infringement of Right 230k34 Restriction or Invasion of Func- tions of Jury 230k34(5) Sentencing Matters 230k34(7) k. Particular Cases in General. Most Cited Cues Imposition of mandatory minimum life sentence for defendant convicted of production of child porno- graphy, based on determination of the fact of a pri- or conviction by sentencing judge, rather than jury, did not violate defendants Fifth or Sixth Amend- ment rights. U.S.C.A. Const.Amends. 5, 6; 18 U.S.C.A. §§ 2251(e), 3559(e). 1111 Indictment and Information 210 C=113 210 Indictment and Information 210V Requisites and Sufficiency of Accusation 210k113 k. Matter of Aggravation in Gener- al. Most Cited Cases Jury 230 C=34(6) 230 Jury 230I1 Right to Trial by Jury 230k30 Denial or Infringement of Right 230k34 Restriction or Invasion of Func- tions of Jury 230k34(5) Sentencing Matters 230k34(6) k. In General. Most Cited Cases Sentencing and Punishment 350H €=>322 Page 3 350H Sentencing and Punishment 350HI1 Sentencing Proceedings in General 350Hll(F) Evidence 350Hk322 k. Degree of Proof. Most Cited Cases For sentencing purposes, the fact of a prior convic- tion need not be found by a jury beyond a reason- able doubt, nor must it be alleged in the indictment. U.S.C.A. Const.Amends. 5, 6. *537 Gayle Helart (argued), Office of the United States Attorney, Indianapolis, IN, for Plaintiff-Ap- pellee. William H. Dazey, Jr. (argued), Indiana Federal Community Defenders, Inc., Indianapolis, IN, for Defendant-Appellant. Before BAUER, POSNER and RIPPLE, Circuit Judges. *538 RIPPLE, Circuit Judge. Charles Johnson was charged in a two-count indictment with production of child pornography in violation of 18 U.S.C. § 2251(a) Fm and (e).1/42 Mr. Johnson filed a motion to suppress certain evid- ence on the ground that his consent to the search was involuntary. He also claimed that his waiver of his Miranda rights was involuntary. The district court conducted an evidentiary hearing and denied Mr. Johnson's motion to suppress. Mr. Johnson pleaded guilty but preserved his right to appeal the denial of his motion to suppress. The district court accepted his plea. After a sentencing hearing, Mr. Johnson was sentenced to concurrent terms of life imprisonment. He timely filed this appeal. For the reasons set forth in the following opinion, we af- firm the judgment of the district court. FN I . 18 U.S.C. § 2251(a) provides: (a) Any person who employs, uses, persuades, induces, entices, or coerces any minor to engage in, or who has a minor assist any other person to en- gage in, or who transports any minor in interstate or foreign commerce, or in any Territory or Posses- sion of the United States, with the intent that such minor engage in, any sexually explicit conduct for C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&Prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192012
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495 F.3d 536
495 F.3d 536
(Cite as: 495 F3d 536)
the purpose of producing any visual depiction of
such conduct, shall be punished as provided under
subsection (e), if such person knows or has reason
to know that such visual depiction will be transpor-
ted in interstate or foreign commerce or mailed, if
that visual depiction was produced using materials
that have been mailed, shipped, or transported in in-
terstate or foreign commerce by any means, includ-
ing by computer, or if such visual depiction has ac-
tually been transported in interstate or foreign com-
merce or mailed.
FN2. 18 U.S.C. § 2251(e) provides:
(e) Any individual who violates, or attempts or
conspires to violate, this section shall be fmed un-
der this title and imprisoned not less than 15 years
nor more than 30 years, but if such person has one
prior conviction under this chapter, section 1591,
chapter 71, chapter 109A, or chapter 117, or under
section 920 of title 10 (article 120 of the Uniform
Code of Military Justice), or under the laws of any
State relating to aggravated sexual abuse, sexual
abuse, abusive sexual contact involving a minor or
ward, or sex trafficking of children, or the produc-
tion, possession, receipt, mailing, sale, distribution,
shipment, or transportation of child pornography,
such person shall be fined under this title and im-
prisoned for not less than 25 years nor more than 50
years, but if such person has 2 or more prior con-
victions under this chapter, chapter 71, chapter
109A, or chapter 117, or under section 920 of title
10 (article 120 of the Uniform Code of Military
Justice), or under the laws of any State relating to
the sexual exploitation of children, such person
shall be fined under this title and imprisoned not
less than 35 years nor more than life. Any organiza-
tion that violates, or attempts or conspires to viol-
ate, this section shall be fmed under this title. Who-
ever, in the course of an offense under this section,
engages in conduct that results in the death of a per-
son, shall be punished by death or imprisoned for
not less than 30 years or for life.
I
Page 4
BACKGROUND
A.
The National Center for Missing and Exploited
Children ("NCMEC") conducted an investigation
into sexually explicit images of a prepubescent fe-
male known as Jane Doe. Images of this young girl
had been found on several individuals' computers
and were labeled with Jane Doe's actual name.
NCMEC analysts used this information to locate
the girl in Indianapolis, Indiana.
Law enforcement officials interviewed Jane
Doe. She stated that a man she called "Charlie" had
been a live-in babysitter for her neighbor's family.
She stated that "Charlie" had taken nude photos of
her since she was six or seven years old and *539
that he had molested her and two of the children
living with him at the time. She also stated that the
photos had been taken with a silver digital camera
and that she had seen him transfer the photos to a
black Dell-brand computer.
"Charlie" was identified as Mr. Johnson, and a
warrant for his arrest issued on December 15, 2005.
Law enforcement officials executed this arrest war-
rant the following day at a home in Cincinnati,
Ohio. Mr. Johnson resided there as a live-in
babysitter for the same family with whom he had
lived in Indianapolis.
The law enforcement officials who went to ar-
rest Mr. Johnson included Agent Tim Rothrock and
Sergeant Chris Hunt. The officers knocked on the
door of the home, and the owner allowed them in-
side. The officers proceeded to the basement where
the owner told them Mr. Johnson could be found.
Sgt. Hunt had left his firearm in the car, and, al-
though Agent Rothrock had his firearm in his hand,
he carried it behind his back. The agents identified
themselves to Mr. Johnson, who was in the base-
ment with a toddler. The toddler was removed from
the room. Agent Rothrock then put away his fire-
arm and did not take it out again during the inter-
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495 F.3d 536
495 F.3d 536
(Cite as: 495 F.3d 536)
view with Mr. Johnson." The law enforcement
officers told Mr. Johnson his name had come up
during an investigation and read him his Miranda
rights. Mr. Johnson and the officers each signed a
form indicating Mr. Johnson's waiver of his Mir-
anda rights.
FN3. Mr. Johnson later testified that he
never saw the firearm.
The two officers then proceeded to a small bed-
room where they interviewed Mr. Johnson. The
tone was conversational and, although there were
other officers in the home, only Sgt. Hunt and
Agent Rothrock remained in the room with Mr.
Johnson. Mr. Johnson stated that he had lived with
the children who had been depicted in the photo-
graphs and that he had a computer in his bedroom
area. Agent Rothrock asked if Mr. Johnson would
consent to a search of his bedroom area and his
computer, and Mr. Johnson calmly replied that he
would not. Agent Rothrock then asked Mr. Johnson
if he would continue talking; Mr. Johnson replied
that he would. Mr. Johnson then confirmed that he
owned a black Dell computer and that he likewise
owned a silver digital camera. At this point in the
conversation, Agent Rothrock gave Mr. Johnson
more information about the investigation including
the fact that a victim had stated that he had taken
photos of her and that he had used a specific digital
camera and computer. Further, Agent Rothrock told
Mr. Johnson that some of these photos had been
found on the intemet. He then told Mr. Johnson that
he believed he had probable cause to obtain a
search warrant which would allow him to search
Mr. Johnson's computer and living area. He ex-
plained that the statement about the warrant was not
meant as a threat and that a magistrate judge, and
not he, would make the decision as to whether to is-
sue a warrant. Agent Rothrock then told Mr. John-
son he would have to secure the residence until the
magistrate judge could be contacted, which would
involve limiting the residents' ability to enter and
exit the house.
The officers then left and Agent Rothrock con-
Page 5
tacted
an
Assistant
United
States
Attorney
("AUSA") in Indianapolis. He described the house
and the property inside the house, including the
computer and the camera, in which Mr. Johnson re-
tained a privacy interest. He also discussed the
factors that supported probable cause, at which
point the AUSA agreed to start the process of ob-
taining a search warrant. Agent Rothrock then re-
turned to the home, told Mr. Johnson that the pro-
cess of *540 obtaining a warrant had been started
and that the AUSA believed that probable cause ex-
isted. Agent Rothrock again asked Mr. Johnson if
he would consent to a search. Sgt. Hunt recalled
Agent Rothrock stating that Mr. Johnson's consent
"could possibly save time for us." R.53 at 105-06.
Mr. Johnson was read fonts acknowledging his
consent to the search of his computer and his living
area, and he was reread his Miranda warnings. Mr.
Johnson signed both forms. Mr. Johnson stated that
the police might find child pornography on the
computer. The officers continued to question Mr.
Johnson about the child pornography on his com-
puter. Mr. Johnson then acknowledged that he had
taken the photos. He declined to answer any ques-
tions as to the identity of the children in the photos
and was then asked if he wished to speak to an at-
torney regarding that particular question; he replied
that he would.
Mr. Johnson identified Jane Doe in one photo-
graph in which she was fully clothed and stated that
the photo had been taken in his Indianapolis bed-
room. He declined to answer questions about
whether he had any knowledge as to how the photo
had become available on the intemet and stated that
he wished to speak to an attorney as to that question
as well. When Agent Rothrock sought confirmation
that Mr. Johnson wished to speak to an attorney re-
garding that question only, Mr. Johnson declined to
answer any further questions. At that point, Mr.
Johnson's computer was removed, and he was arres-
ted.
On July 6, 2006, the district court held a sup-
pression hearing. Mr. Johnson testified that he had
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Page 14 of 27 495 F.3d 536 495 F.3d 536 (Cite as: 495 F.3d 536) not seen Agent Rothrock's weapon when he came down the stairs. He stated that the officers were not harsh or mean to hint. He also said that he under- stood that he was suspected of a crime and that he had signed the Miranda waiver. He agreed that he never felt threatened or coerced into answering questions. He further stated that he was concerned for the other residents of the home because Agent Rothrock had mentioned his intent to secure the home until the search warrant was issued. He claimed that his consent to the search was involun- tary because he perceived that hardship would be- fall other members of the household if he persisted in declining consent. When he invoked his right to counsel as to certain questions, he indicated that he did not believe he had to answer questions on those topics. He stated that he had read and understood the consent to search forms and the Miranda waiver at the time he signed it. Mr. Johnson's computer was found to contain approximately 3,700 images of child pornography and child erotica. The nine images of Jane Doe found by the NCMEC were on the computer, and the computer allowed file sharing. B. The district court found that Mr. Johnson's con- sent to search his living area and computer was vol- untary. The court did not believe that Agent Ro- throck's statements that he would secure the home while a search warrant was obtained had overborne Mr. Johnson's free will. The district court found this consent to be voluntary because Mr. Johnson (1) was approximately 48 years old, had two years of college and had his associate's degree, (2) had demonstrated computer savvy, (3) had gained and used managerial experience in his employment, (4) had declined consent earlier in the encounter and stated that he did not feel threatened, (5) had con- sented after he was told that the process of obtain- ing a warrant had commenced, (6) had been read his Miranda warnings a second time, (7) had con- sented after one hour and five minutes which was Page 6 not an overly long *541 period of detention, (8) was not barraged with requests for consent, and (9) was not subject to a threatening atmosphere. The district court also found that Mr. Johnson select- ively had waived his Miranda rights, only request- ing counsel as to two specific questions which was an ambiguous assertion of his right to counsel as to all questions. Finally, the district court found that, even if his consent were not voluntary, the evidence would not be suppressed because it would be ad- missible under the inevitable discovery doctrine. At sentencing, the district court computed, without objection, the sentencing guidelines range. The applicable guidelines range of 188-235 months was trumped by 18 U.S.C. § 3559(e),F** which re- quires mandatory life imprisonment for repeated sex offenses against children. Mr. Johnson qualified as a repeat sex offender against minors on the basis of convictions in 1989 for second degree rape, second degree sodomy and sexual abuse offenses for victimizing two children under the age of twelve. Mr. Johnson preserved Fifth, Sixth and Eighth Amendment objections to the invocation of the recidivist statutes. The district court sentenced Mr. Johnson to concurrent terms of life imprison- ment. FN4. 18 U.S.C. § 3559(e) provides: (e) Mandatory life imprisonment for repeated sex offenses against children.- (1) In general.-A person who is convicted of a Federal sex offense in which a minor is the victim shall be sentenced to life imprisonment if the per- son has a prior sex conviction in which a minor was the victim, unless the sentence of death is imposed. II DISCUSSION A. [l][2] Mr. Johnson submits on appeal that his C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&pril=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192015
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Page 15 of 27 495 F.3d 536 495 F.3d 536 (Cite as: 495 F.3d 536) consent to the search of his bedroom area and com- puter was involuntary and, therefore, that his mo- tion to suppress evidence should have been granted.FNS We review a district court's ruling on a motion to suppress de novo. However, we review the district coif 's factual findings for clear error. United States Lawshea, 461 F.3d 857, 859 (7th Cir.2006). Because the voluntariness of a defend- ant's consent to search is a factual determination, we review a district court's resoluti of this ques- tion for clear error. United States I Raibley, 243 F.3d 1069, 1076 (7th Cir.2001). FNS. Mr. Johnson does not appeal the dis- trict court's denial of his motion to sup- press statements to law enforcement offi- cials. He recognizes that he selectively waived his Miranda rights, see United States It Amara, 816 F.2d 284, 286 (7th Cir.I98 , and that suppression of his statements would have left the Govern- ment's case largely unchanged. See Appel- lant's Br. at II. [3][4][5][6] The Fourth Amendment's prohibi- tion against warrantless searches does not apply when the defendant c nts voluntarily to the search. United States Sandoval-Vasquez, 435 F.3d 739, 744 (7th Qr.2006). The Government bears the burden of proving that consent freely and voluntarily was given. Id. Whether a defendant vol- untarily consented to a search is a factual assess- ment which tutus o the totality of the circum- stances. Schneckloth Bustamonte, 412 U.S. 218, 227, 93 S.Ct. 2041, 6 L.Ed.2d 854 (1973). We must keep in mind that "a determination of volun- tariness does not ride on the presence or abre of a single controlling factor." United States LaG- tone, 43 F.3d 332, 334 (7th Cir.1994) (internal cita- tions and quotation marks omitted). Rather, we must undertake a "careful scrutiny of all the sur- rounding circumstances." Id. (citing *542 Schneck- loth. 412 U.S. at 226, 93 S.Ct. 2041). Among the factors we consider are: "(I) the person's agc, intel- ligence, and education, (2) whether he was advised Page 7 of his constitutional rights, (3) how long he was de- tained before he gave his consent, (4) whether his consent was immediate, or was prompted by re- peated requests by the authorities, (5) whether any physical coercion was used, and (6) whether the in- dividual was in police custody when he gave his consent." Sandoval-Vasquez, 435 F.3d at 744. [7] Mr. Johnson contends that his consent was given involuntarily because of two occurrences in the course of the police requests for consent: (1) Agent Rothrock requested more than once that Mr. Johnson consent to a search; (2) Agent Rothrock said that he would need to secure the residence un- til the warrant issued, thereby causing his free will to be overborne. Mr. Johnson was concerned that the other residents of the home would be unable freely to come and go. We shall examine each of these contentions. hns With respect to Mr. Jo n's first submission, our opinion in United States LaGrone, 43 F.3d 332, 333 (7th Cir.1994), is he ! pful. In LaGrone, as in this case, the defendant was asked more than once whether he would consent to a search. We stated that "[w]hile it is true that the officers asked LaGrone more than once whether he would consent to the search, we do not believe this constitutes the sort of repetitive psychological harassment that should tip the balance in favor of LaGrone." Id. at 334. Here, Agent Rothrock asked Mr. Johnson to consent on more than one occasion. However, Mr. Johnson himself stated that at no time did he feel threatened or coerced. With res t to the second submission, in United States I Santiago. 428 F.3d 699, 705 (7th Cir.2005), we determined that a defendant had con- sented freely and voluntarily to a search despite his claim that officers had threatened to arrest his fiancée and to have their children taken into pro- tective custody. The district court, however, con- cluded that no actual threat had been issued. Rather, the district court determined that, when his home address had been discovered and he realized that a search of his home was therefore likely, Santiago a, 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. hups://web2.westlaw.com/print/printstreantaspx?sv=Full&prft=HTMLE8cmt=FederalGov... 2/27/2008 EFTA00192016
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Page 16 of 27 495 F.3d 536 495 F.3d 536 (Cite as: 495 F.3d 536) became "rightful[ly] concern[ed]" for his family. Id. The district court further found that this "rightful concern" did not amount to "psychological pressure." Id. In reaching this con- clusion, the district court found it important that the authorities had behaved professionally, that the en- tire incident took only twenty minutes and that the encounter was "devoid of any badgering or harass- ment." Id. Looking to the totality of the circum- stances considered by the district court, we con- cluded, in Santiago, that the district court's volun- tariness finding was not clearly erroneous. Id. Sim- ilarly, we must conclude that Mr. Johnson's concern that he might inconvenience the other residents of the home was a "rightful concern," but not one that caused "psychological pressure." Mr. Johnson is 48 years of age and of at least average intelligence. He testified at the suppression hearing that he understood the consent form, that he never felt coerced or threatened and that he under- stood he was waiving his Fourth Amendment rights. The interview was calm and professional at all times. Considering the totality of the factors sur- rounding Mr. Johnson's consent, we certainly can- not say the district court clearly erred in finding that consent was voluntarily and freely given. B. [8] Even if Mr. Johnson did not consent, the evidence would have been othenvise*543 admiss- ible ruder the inevitable discovery doctrine. See Nix Williams, 467 U.S. 431, 444, 104 S.Ct. 2501, 81 L.Ed.2d 377 (1984). This doctrine provides that, when the Government can establish by a preponder- ance of the evidence that the information obtained would have been discovered ultimately or inevit- ably by lawful means, the deterrence rationale of the exclusionary rule no longer applies and the evidence should be admitted. /6"The prosecution must establish that it had probable cause and prove the existence of a chain of events that would have led to a wait [ ] independent of the search." United States Brown, 328 F.3d 352, 357 (7th Page 8 Cir.2003) (internal citations and quotation marks omitted). (9) The facts of this case clearly demonstrate that pr ble cause existed for the search. See Illinois I Gates, 462 U.S. 213, 103 S.Ct. 2317, 76 L.Ed.2d 527 (1983) (establishing a totality of the circumstances test by which to determine whether probable cause exists). The officers had acquired detailed information from Jane Doe that Mr. John- son had taken the photos, that she was the child de- picted in the photos and that Mr. Johnson had used a silver digital camera. She also mentioned that he possessed a black Dell computer. R.53 at 15-16. In- deed, based on this information, Agent Rothrock obtained a warrant for Mr. Johnson's arrest before his encounter with Mr. Johnson. Moreover, before Mr. Johnson consented to the search, he had a con- versation with the officers. During the course of that conversation, he stated that he owned a black Dell computer and a silver digital camera. He con- firmed that he previously had lived in Indianapolis. This information would more than suffice to estab- lish probable cause upon which to issue a search warrant. Therefore, the deterrence rationale of the exclusionary rule would not apply, and the evid- ence would be admissible under the inevitable dis- covery doctrine. C. [10] Mr. Johnson also submits that the district court violated his Fifth and Sixth Amendment rights by imposing the mandatory minimum life sentence, required by 18 U.S.C. § 3559(e) and 18 U.S.C. § 2251(e), because the underlying fact of a prior conviction had not been charged in the indict- ment or proven beyond a reasonable doubt to a jury. [1l] Mr. Johnson acknowledges that this court is without power to decide this issue in his favor. The governing law of the Supreme Court unequi- vocally states that the fact of a prior conviction need not be found by a jury beyond a reasonable 0 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192017
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495 F.3d 536
495 F.3d 536
(ate as: 495 F.3d 536)
doubt, nor must i alleged in the indictment. Al-
mendarez-Torres
United States, 523 U.S. 224,
246-47, 1( S.Ct. 1219, 140 L.Ed.2d 350 (1998).
Apprendi
New Jersey, 530 U.S. 466, 120 S.Ct.
2348, 147 .Ed.2d 435 (2000), explicitly preserved
Almendarez-Torres, see530 U.S. at 490, 120 S.Ct.
2348 ("Other than the fact of a prior conviction,
any fact that increases the penalty for a crime bey-
ond the prescribed statutory maximum must be sub-
mitted to a jury, and proved beyond a reasonable
doubt") (emphasis added), although left open the
possibility that future cases might revisit its hold-
ing, see id. at 48190, 120 S.Ct. 2348. Later cases,
including Blakely
Washington, 542 U.S. 296, 124
I
.Ct. 2531, 159 L.Ed.2d 403 (2004), United States
Booker, 543 U.S. 220, 125 I.Ct. 738, 160
Ed.2d 621 (2005), and Shepard
United States,
544 U.S. 13, 125 S.Ct. 1254, 1 1 L.Ed.2d 205
(2005), each have confirmed Almendr-Torres'
continuing vitality. See United States
Sachsen-
maier,
491
F.3d
680,
683
(7th
Cir.2007)
(confirming that Almendarez-Torres remains the
governing law but noting that *544 the defendant
had preserved the argument for consideration by the
Supreme Court). Therefore, we cannot accept Mr.
Johnson's claim that the district court's failure to
submit this issue to the jury constitutes reversible
error.
Conclusion
For these reasons, the judgment of the district
court is affirmed.
AFFIRMED
C.A.7 (Ind.),2007.
U.S. I. Johnson
495 F.3d 536
END OF DOCUMENT
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Page 18 of 27 1,M3stjaye 491 F.3d 858 491 F.3d 858 (Cite as: 491 F.3d 858) H U.S. I. Leach C.A.8 (Mo.),2007. United States Court of Appeals,Eighth Circuit UNITED STATES of America, Appellant, Tyler M. LEACH, Appellee. No. 06-1471. Submitted: Feb. 14, 2007. Filed: June 22, 2007. Background: Defendant was convicted in the United States District Court for the Western District of Missouri, Howard F. Sachs, Senior District Judge, of knowingly using a facility of interstate commerce to at- tempt to persuade, induce, and entice a minor to engage in illegal sexual activity, and the government appealed his 72-month sentence. Holdings: The Court of Appeals, Smith, Circuit Judge, held that: (1) government did not breach plea agreement by advocating at sentencing for application of sentencing guidelines offense level enhancement, and (2) offense level enhancement was warranted for having committed the offense subsequent to sustaining a sex offense conviction. vacated and remanded. West Headnotes Ill Sentencing and Punishment 350H C=290 350H Sentencing and Punishment 350HII Sentencing Proceedings in General 350H1I(E) Presentence Report 350Hk290 k. Successive, Supplemental and Updated Report. Most Cited Cases Sentencing and Punishment 35011 6=299 Page 350H Sentencing and Punishment 350H1I Sentencing Proceedings in General 350H1I(E) Presentence Report 350Hk299 k. Objections and Disposition Thereof. Most Cited Cases Government's failure to timely object to original presen- tence investigation report (PSR) prepared for defend- ant's sentencing for knowingly using facility of inter- state commerce to attempt to persuade, induce, and en- tice a minor to engage in illegal sexual activity did not preclude government from advocating at sentencing for sentencing guidelines offense level enhancement that was not mentioned in original PSR; probation office amended PSR more than a month before the sentencing hearing to include the enhancement, giving defendant ample opportunity before sentencing to prepare senten- cing memoranda on applicability of enhancement and to formulate an argument regarding the enhancement. Fed.Rules Cr.Proc.Rule 32(f), 18 U.S.C.A. 121 Criminal Law 110 C=.273.1(2) 110 Criminal Law 110XV Pleas 110k272 Plea of Guilty 110k273.1 Voluntary Character I 10Ic273.1(2) k. Representations, Promises, or Coercion; Plea Bargaining. Most Cited Cases Government did not breach plea agreement pursuant to which defendant pleaded guilty to knowingly using fa- cility of interstate commerce to attempt to persuade, in- duce, and entice a minor to engage in illegal sexual activity by advocating at sentencing for application of sentencing guidelines offense level enhancement under chapter 4 of guidelines for having committed offense subsequent to sustaining a sex offense conviction; al- though government stipulated in plea agreement that de- fendant's base offense level was 24, agreement only re- ferred to base offense level under chapter 2 of guidelines, and did not address adjustments from chapter 4, and agreement stated that, as to unmentioned guidelines issues, parties were free to advocate their po- sitions at sentencing. U.S.S.G. § 1B1.1 et seq., 18 U.S.C.A. C 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. littps://web2.westlaw.com/print/printstream.aspx?sv=Full&prft=HTMLE8cmt=FederalGov... 2/27/2008 EFTA00192019
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491 F.3d 858
491 F.3d 858
(Cite as: 491 F.3d 858)
131 Criminal Law 110 C=1139
110 Criminal Law
I
Review
110XXIV(L) Scope of Review in General
110k1139 k. Additional Proofs and Trial De
Novo. Most Cited Cases
Issues regarding the interpretation and enforcement of a
plea agreement are reviewed de novo.
141 Criminal Law 110 C=273.1(2)
110 Criminal Law
110XV Pleas
110k272 Plea of Guilty
110k273.1 Voluntary Character
110k273.1(2) k. Representations, Promises,
or Coercion; Plea Bargaining. Most Cited Cases
Plea agreements are contractual in nature, and should be
interpreted according to general contract principles.
151 Sentencing and Punishment 350H C=P795
350H Sentencing and Punishment
350HIV Sentencing Guidelines
350HIV(E) Prior or Subsequent Misconduct
350Hk795 k. Order. Most Cited Cases
In a case in which the defendant had pleaded guilty in
Kansas state court to attempted aggravated criminal
sodomy with a child under age 14, but had not yet been
sentenced for that offense when he committed the feder-
al offense of knowingly using a facility of interstate
commerce to attempt to persuade. induce, and entice a
minor to engage in illegal sexual activity, a sentencing
guidelines offense level enhancement was warranted for
having committed the offense subsequent to sustaining
a sex offense conviction. U.S.S.G. § 4B1.5(a), 18
U.S.C.A.
*859 Philip M. Koppe, Asst. U.S. Any., argued, Kansas
City, MO (Bradley J. Schlozman, U.S. Atty., Cynthia L.
Phillips, Asst. U.S. Atty., on the brief), for appellant.
Stephen C. Moss, Asst. Fed. Public Defender, argued,
Kansas City, MO (Raymond C. Conrad, Jr., Fed. Public
Defender, on the brief), for appellee.
Page 2
SMITH, Circuit Judge.
Tyler Leach pleaded guilty, pursuant to a plea
agreement, to knowingly using a facility of interstate
commerce to attempt to persuade, induce, and entice a
minor to engage in illegal sexual activity, in violation of
18 U.S.C. § 2422(b). In sentencing Leach, the district
court declined to apply enhancements advocated by the
government under U.S.S.G. § 4B1.5(a) or, alternatively,
under § 4B1.5(b). Leach was sentenced to 72 months'
imprisonment. The government appeals the district
court's decision that neither enhancement applies. We
reverse.
*860 I. Background
On February 22, 2005, Leach pleaded guilty in
Kansas state court to attempted aggravated criminal
sodomy with a child under the age of 14 years ("the
Kansas offense"). The Kansas offense involved Leach
receiving oral sex from a 13-year old girl that he had
met in an intemet chat-room. Leach's sentencing on that
offense was set for March 15, 2005.
On March 8, 2005, one week before his scheduled
sentencing on the Kansas offense, Leach conversed in a
chat-room with someone that he thought was a 14-year
old girl named "Amber." However, "Amber" was actu-
ally an undercover FBI agent. Leach's conversations
with "Amber" quickly became sexual. The next day,
Leach again contacted "Amberi
e arrangements
to travel from his residence in
Kansas, to her
residence in Kansas City, Missouri, to engage in sexual
activity. On March 10, 2005, Leach arrived at the Kan-
sas City, Missouri address provided by "Amber," and
was arrested by federal agents. During a post-arrest in-
terview, Leach admitted that he had arranged to have
vaginal and oral sex with "Amber," whom he believed
to be a 14-year old girl. Because of Leach's arrest, his
sentencing on the Kansas offense did not occur as
scheduled.
The government charged Leach in a three-count
federal indictment with knowingly using a facility of in-
terstate commerce to attempt to entice a minor into en-
gaging in illegal sexual conduct, in violation of 18
Before WOLLMAN, BYE, and SMITH, Circuit Judges.
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491 F.3d 858
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U.S.C. § 2422(b) (Count One); traveling in interstate
commerce for the purpose of engaging in illicit sexual
conduct with another person, in violation of 18 U.S.C. §
2423(b) (Count Two); and criminal forfeiture, pursuant
to 18 U.S.C. § 2253 (Count Three). Leach entered into a
plea agreement, pleading guilty to Count One in return
for the government dropping the remaining counts. In
the plea agreement, Leach acknowledged that he was
subject to a 5-year minimum and a 60-year maximum
sentence under 18 U.S.C. § 2426(a) because his federal
"offense occurred after [Leach) had a prior sex offense
conviction."
The parties stipulated in the plea agreement that:
(1 )"the applicable Guidelines section for the offense
was U.S.S.G. § 2GI.3 (Travel to engage in prohibited
sexual conduct with a minor);" (2) "the base level of-
fense is 24 pursuant to U.S.S.G. § 2G1.3(a);" (3) Leach
was subject to a two-level enhancement pursuant to
U.S.S.G. § 262.2(bX3XA) because the offense involved
the use of a computer; (4) Leach was entitled to a three-
level reduction for acceptance of responsibility; (5)
"there [was] no agreement between the parties regard-
ing the defendant's criminal history category;" (6)
neither party would seek a departure from the applicable
guidelines range; and (7) the court would detemnne the
"applicable criminal history category after receipt of the
presentence investigation report."
Additionally, the plea agreement limited its scope
to issues explicitly addressed therein and had no effect
on any unmentioned Sentencing Guidelines issues. As
to any unmentioned issues, "the parties were free to ad-
vocate their respective positions at the sentencing hear-
ing." It is undisputed that the plea agreement was nego-
tiated without any consideration of U.S.S.G. § 4B1.5. In
fact,
the
government acknowledges
that it was
"completely unaware" of the potential applicability of
the enhancement when it negotiated and executed the
plea agreement.
The presentence investigation report ("PSR") was
prepared on October 3, 2005, and revised, along with an
addendum, on November 3, 2005. The PSR concluded
that Leach's Guidelines range was 60-63 •861 months
FNI based on an offense level of 23 and criminal his-
Page 3
tory category of II. Neither party objected to these cal-
culations. Thereafter, on November 10, 2005, the proba-
tion office filed a second addendum to the PSR, stating
that "the guidelines were inaccurately calculated" in the
original PSR and suggesting that Leach was subject to
an enhancement under Guidelines § 4B1.5(a) based on
the existence of the Kansas offense for which he had
already been adjudicated guilty but had not yet been
sentenced. If the § 401.5(a) enhancement applied,
Leach's offense leve would have been 34 with a crimin-
al history Category
g
making Leach's Guidelines range
168-210 months' imprisonment. Leach timely objected
to the § 4B1.5(a) enhancement.
FNI. The Guidelines range would have been
51-63 months, if not for the statutory minimum
sentence of 60 months.
Both parties filed briefs, prior to sentencing, on the
applicability of the § 4B 1.5(a) enhancement. Leach
contended that the enhancement did not apply because
he had not yet been sentenced for the Kansas offense,
and therefore had not yet sustained a prior sex offense
conviction. Additionally, Leach urged the court to honor
the parties' stipulations in the plea agreement and sen-
tence him accordingly. The government, despite having
not objected to the initial or first-amended PSR, which
did not include the § 4B 1.5 enhancement-and admitting
that it had previously been "completely unaware" of §
4B1.5-adopted the position of the probation office and
advocated for the application of § 4B 1.5(a).
On December 20, 2005, the court held a hearing on
the applicability of § 4B 1.5(a) and concluded that the
enhancement did not apply because Leach had not yet
been sentenced for the Kansas offense. The court de-
termined that it was unclear whether the "conviction"
requirement of § 4B 1.5(a) required the defendant to
have been sentenced for the prior offense or merely
have been adjudicated guilty by plea of guilty, nolo
contendre, or a finding of guilt. Based on the failure of
the
enhancement
section
to
define
the
term
"conviction," recent legislative enactments regarding
the term, and the rule of lenity, the court refused to ap-
ply the § 4B1.5(a) enhancement to Leach. RC
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Page 21 of 27 491 F.3d 858 491 F.3d 858 (Cite as: 491 F.3d 858) FN2. After the court ruled that § 4B1.5(a) did not apply, Leach stated for the record that in the event the court's decision on the enhance- ment was overturned, his position was that the plea agreement prevented the government from advocating for the enhancement. At no time during the December 20, 2005, hearing did Leach assert that the government's failure to object to the original PSR precluded it from ad- vocating for enhancement. The government moved for reconsideration of the court's ruling on the § 4B1.5(a) enhancement, and the probation office filed a third addendum to the PSR, sug- gesting that if § 4B1.5(a) did not apply, then a five-level enhancement under § 4B1.5(b) should apply because the defendant had engaged "in a pattern of activity in- volving prohibited sexual conduct." If § 4B1.5(b) ap- plied, Leach's total offense level would increase from 23 to 28, causing his Guidelines range to increase from 60-63 months to 87-108 months' imprisonment. Both parties filed sentencing briefs regarding the applicabil- ity of § 4B I.5(b). On January 13, 2006, the court conducted Leach's sentencing hearing and heard arguments on both the re- consideration of § 4B1.5(a) and the applicability of § 4B1.5(b). After oral argument, the court denied the gov- ernment's motion to reconsider its ruling on the § 4B1.5(a) enhancement, concluding that the government had no standing to seek the enhancement*862 because it had failed to timely object to the original PSR.140 Moreover, the court determined that the plea agreement prevented the government from advocating for the en- hancement. Alternatively, the court denied the motion to reconsider for the same reasons given in its original decision-that it was unclear whether § 4B1.5(a)'s con- viction requirement required a defendant to have been sentenced on the conviction or merely adjudicated guilty and that the rule of lenity favored Leach. Further, the court determined that § 4B1.5(b) was inapplicable because the government failed to prove two prior occa- sions that were distinct from the offense of conviction. FN3. Prior to the January 13, 2006 sentencing hearing, Leach had not argued that the govern- Page 4 ment had no standing to advocate for the en- hancements because it had failed to timely ob- ject to the original PSR which did not include either enhancement. The district court ultimately concluded that Leach's offense level was 23, his criminal history was a Cat- egory II and his advisory guideline range was 60-63 months. The court then sentenced Leach to 72 months' imprisonment, a 9-month increase from the top of the calculated Guidelines range. The government appeals. II. Discussion The government contends that the district court erred in not applying § 4B1.5(a), or alternatively, § 481.5(b). Leach agrees with the district court's conclu- sion that neither enhancement should apply but alternat- ively asserts that the plea agreement and the govern- ments failure to timely object to the original PSR pre- vent it from advocating for either enhancement. A. Untimely Objections to the PSR Federal Rule of Criminal Procedure 32(f) states that "[w]ithin 14 days after receiving the presentence report, the parties must state in writing any objections ... con- tained in or omitted from the report." "The reason for the fourteen-day filing requirement is 'so that the objec- tions can be addressed and investigated prior to the sen- tencing hearing.' "United States I May. 411 F.3d 841, 849 (8th Cir.2005) (quoting United States Jones, 70 F.3d 1009, 1010 (8th Cir.1995)) (emphasis de cted). [I] Here, the probation officer did not include the § 4B1.5(a) enhancement in the initial or first-amended PSR, and the government did not object to the omission. However, when the probation office amended the PSR, through the second addendum, to include the § 481.5(a) enhancement, Leach was put on notice-more than a month before his initial sentencing hearing-that the en- hancement could be at issue. This gave Leach ample op- portunity before sentencing to prepare a sentencing memoranda on the applicability of § 4B1.5(a) and for- mulate an argument regarding the enhancement. Given 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&prft=HTMLE&mt=FederalGov... 2/27/2008 EFTA00192022
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491 F.3d 858
491 F.3d 858
(Cite as: 491 F.3d 858)
these circumstances, any possible prejudice to Leach
from the government's failure to object to the original
and fast-amended PSR was cured by the adequate op-
portunity he w
given to oppose the enhancement. See
United States
Soto-Beniquez, 356 F.3d I, 52 (1st
Cir.2004) ("Any possible prejudice to [defendant] from
the government's non-compliance [with Federal Rule of
Criminal Procedure 32] was cured by the district court's
two-week continuance to give defense counsel an ad-
equate opportunity to respondlo the government's late
submission."); United States
Young, 140 F.3d 453,
457 (2d Cir.1998) ("The sentencing court may impose
sentencing enhancements belatedly •863 suggested by
the Government and not contained in the PSR, provided
the defendant is afforded an adequate opportunity to re-
spond to the Government's late submission and any re-
vision of the PSR.") (internal citation omitted). We hold
that the government's arguments for the enhancements
were not foreclosed.
B. The Plea Agreement
[2] Leach argues that the government's advocacy
for the § 4B1.5(a) enhancement breached the plea
agreement. The government stipulated that Leach's base
offense level was 24, but the enhancement, if applied,
would have increased Leach's offense level to 34. Leach
further contends that because the plea agreement stipu-
lated to a two-level enhancement for use of a computer,
pursuant to § 2G2.2(b)(3XA), without any reference to
§ 4B1.5 or any other enhancement, the agreement ne-
cessarily implied that no other enhancements would be
applied.
[3][4] Issues regarding the interpretation and en-
forcement of a plea agreement are reviewed de novo.
United States' Martinez-Noriega, 418 F.3d 809, 811
(8th Cir.2005); United States' DeWitt, 366 F.3d 667,
669 (8th Cir.2004). "Plea agreements are contractual in
nature, and should be interpreted according to general
contract principles." DeWitt, 366 F.3d at 669.
Leach asserts that our decision in DeWitt, compels
us to find a breach of the plea agreement in this case.
We disagree. In DeWitt. the government and the defend-
Page 22 of 27
Page 5
ant stipulated to a base offense level and a specific drug
quantity in a plea agreement. Id. at 668. After the plea
agreement was accepted by the court at a change of plea
hearing, the probation office prepared a PSR suggesting
that DeWitt's relevant conduct made her accountable for
additional drug amounts and recommended a higher
base offense level. Id. at 668-69. At the sentencing
hearing, the government, on its own initiative, sought to
introduce evidence to establish the higher drug quantity
set forth in the PSR, and DeWitt objected, claiming that
the government had stipulated in the plea agreement to
the base offense level and the drug quantity. Id. at 669.
The district court allowed the evidence and sub-
sequently found DeWitt accountable for the drug quant-
ity recommended in the PSR and adopted the PSR's re-
commended base offense level. Id.
On appeal, we reversed, holding that the govern-
ment breached the plea agreement when it introduced
evidence at sentencing to attribute a greater drug quant-
ity to the defendant when it had previously stipulated to
the total drug quantity in the plea agreement. Id. at
670-72. Although the plea agreement entitled the gov-
ernment to offer evidence of uncharged relevant con-
duct, we ruled that such a general provision could not
be read to override the specific provision to recommend
only a certain drug quantity for Guidelines calculation
purposes. Id. at 670. We noted that when stipulations in
the plea agreement differ from recommendations in a
PSR, there is no breach of the plea agreement if the
court requests the parties to provide evidence or argu-
ment on the issue. Id. at 671. But, we ultimately con-
cluded that "[w]here the government stipulates to a drug
quantity and a base offense level, it may not then initi-
ate an effort at the sentencing hearing to obtain a greater
sentence, even if the government has come to believe
that the stipulation was made in error." Id. at 671-72.
Although there are certainly some similarities
between this case and DeWitt, we believe that the in-
stant case is controlled by our decision in Martinez-
Noriega. In Martinez-Noriega, the plea agreement •864
stipulated that the defendant's base offense level was
20, pursuant to § 2D1.1. 418 F.3d at 810. The plea
agreement in Martinez-Noriega, like the plea agreement
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491 F.3d 858 491 F.3d 858 (Cite as: 491 F.3d 858) here, made no agreement regarding the defendant's criminal history category under Chapter Four of the Guidelines and made no reference to any potential ad- justment to his offense level under Chapter Four. Id. at 810-11. Prior to the sentencing hearing, the probation office prepared a PSR, which recommended that Mar- tinez-Noriega be assessed an offense level of 32, pursu- ant to the career offender guideline, § 4B1.1(b)(C), be- cause he had two prior felony drug convictions. Id. at 811. Martinez-Noriega objected, arguing that because his plea agreement stipulated that his base offense level was 20 and did not refer to § 481.1, the court was pre- cluded from applying the career offender guideline. Id. The district court disagreed and sentenced Martinez- Noriega as a career offender. Id. On appeal, Martinez-Noreiga argued that applica- tion of the career offender enhancement would render his base-offense-level stipulation under § 2D1.1 mean- ingless. He contended the existence of the specific stip- ulation concerning the base offense level necessarily implied that his offense level would be computed without regard to § 481.1. M"We reject(ed] Martinez- Noriega's argument because we [found] it inconsistent with the structure of the sentencing guidelines." Id. In reaching this conclusion, we explained: The "Application Instructions" for use of the guidelines set forth nine sequential steps to be followed by the sentencing court in applying the provisions of the guidelines manual. The second step calls for the court to "(d]etermine the base offense level ... contained in the particular guideline in Chapter Two."USSG § 181.1(6). The next three steps direct the court to apply adjust- ments from Chapter Three of the guidelines. The sixth step then states that the court should "(d]etennine the defendant's criminal history category as specified in Part A of Chapter Four," and "fdjetermine from Part B of Chapter Four any other applicable adjustments." USSG § 181.1(f). These adjustments from Part B in- clude the enhanced offense levels for career offenders pursuant to USSG § 4B1.1. Id. at 812. (emphasis in original). We further explained that "[t]he guidelines contem- plate ... that even when a defendant ultimately is subject Page 23 of 27 Page 6 to [a Chapter Four adjustment], the court will first com- pute the defendant's `base offense level' under Chapter Two of the guidelines." Id. Thus, by stipulating to a base offense level, "[the] defendant has solidified where he will start in Chapter Two of the guidelines, but he has not protected himself against adjustments in Chapter Four."/d. at 813. Accordingly, we held that the district court did not err in applying the career-offender Guideline to Martinez-Noriega because the agreement only resolved the defendant's base offense level under Chapter Two, but did not resolve any issues with re- spect to Chapter Four. Id. Like the agreement in Martinez-Noriega, Leach's plea agreement only stipulated to his base offense level under Chapter Two of the Guidelines. Although the parties were free to do so, they did not address possible adjustments "from Part B of Chapter Four," which in- cludes the enhanced offense levels for repeat and dan- gerous sex offenders against minors pursuant to U.S.S.G. § 4B1.5. Thus, in contrast to DeWitt, the gov- ernment here did not advocate for anything inconsistent with the stipulations of the plea agreement; it advocated for something that was not resolved by the plea agree- ment. Paragraph *865 11 of Leach's plea agreement stated that "[t]he parties understand, acknowledge and agree that there are no agreements between the parties with respect to any Sentencing Guidelines issues other than those specifically listed" and that "(a]s to any other Guidelines issues, the parties are free to advocate their respective positions at sentencing." We conclude, there- fore, that the government was free to advocate for the § 4B1.5(a) enhancement because it was an issue that had not been agreed to or specifically listed in the agree- ment. Accordingly, we hold that the government did not breach the plea agreement. C. U.S.S.C. § 481.5(a) [5] Having concluded that the government was not precluded from arguing in favor of the § 4B1.5 en- hancement, we must now determine whether that sec- tion should have been applied. Section 4B1.5, entitled "Repeat and Dangerous Sex Offender Against Minors," states under subsection (a) that: © 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv-=Full&Prft—HTMLE&mr-FederalGov... 2/27/2008 EFTA00192024
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491 F.343 858 491 F.3d 858 (Cite as: 491 F.3d 858) (a) In any case in which the defendant's instant offense of conviction is a covered sex crime, § 4131.1 (Career Offender) does not apply, and the defendant committed the instant offense of conviction subsequent to sustain- ing at least one sex offense conviction: (1) The offense level shall be the greater of: (A) the offense level determined under Chapters Two and Three; or (B) the offense level from the table below decreased by (i) Life. (ii) 25 years or more. (iii) 20 years or more, but less than 25 years. (iv) 15 years or more, but less than 20 years. (I) 10 years or more, but less than 15 years. (vi) 5 years or more, but less than 10 years. (vii) More than I year, but less than 5 years. (2) The criminal history category shall be the great- er of: (A) the criminal history category determined un- der Chapter Four, Part A (Criminal History); or (B) criminal history Category'. U.S.S.G. § 4B1.5(a).°N' FN4. The plea agreement stipulated that the ap- plicable Guidelines Manual was "the one that took effect on November 5, 2004." Section 4B1.5(a) remains unchanged in the current edi- tion of the Guidelines Manual. Put simply, Leach would be subject to the § 4B1.5(a) enhancement if: (I) his "instant offense of conviction is a covered sex crime;" (2) the career of- fender enhancement (§ 4B I .1) does not apply to him; and (3) he "committed the instant offense of conviction subsequent to sustaining at least one sex offense convic- tion." Id. Leach unquestionably meets the first two pre- requisites of § 481.5(a). His "instant offense of convic- tion"-knowingly using a facility of interstate commerce to attempt to entice a minor to engage in sexual activity- Page 24 of 27 Page 7 the number of levels corresponding to any applicable adjustment from § 3E1. I (Acceptance of Responsibil- ity): Offense Statutory Maximum Offense Level 37. 34. 32. 29. 24. 17. 12.. qualifies as a "covered sex crime" as that term is defined in Application Note 2 to § 4B I .5." More specifically, the offense *866 was perpetrated against a minor I'm and fell under 18 U.S.C. § 2422(b) which is under Chapter 117 of Title 18 of the United States Code and th constituting a "cove i red sex crime." See United States Blazek, 431 F.3d 1104, 1110 (8th Cir.2005) (uphol mg the application of § 4B1.5(a) enhancement and ruling that a conviction for attempted enticement of a minor under 18 U.S.C. § 2422(b) is a "covered sex crime" for purposes of the enhancement, even if the in- tended victim was an undercover officer and not an ac- tual minor). Additionally, § 4B1.1, the career offender enhancement, does not apply to Leach because he did not have at least two prior felony convictions of either a crime of violence or a controlled substance offense. Therefore, § 4B1.5(a) would apply to Leach if he "committed the instant offense of conviction subsequent to sustaining at least one sex offense conviction."§ 4B1.5(a). ENS. Application Note 2 of § 4B1.5, entitled "Covered Sex Crime as Instant Offense of Con- e 2008 Thomson/West. No Claim to Orig. U.S. Govt. Works. https://web2.westlaw.com/print/printstream.aspx?sv=Full&prft=HTMLE&mt-FederalGov... 2/27/2008 EFTA00192025
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491 F.3d 858
491 F.3d 858
(ate as: 491 F3d 858)
viction," states:
For purposes of this guideline, the instant offense
of conviction must be a covered sex crime, i.e.: (A) an
offense, perpetrated against a minor, under (i) chapter
109A of title 18, United States Code; (ii) chapter 110 of
such title, not including trafficking in, receipt of, or
possession of, child pornography, or a recordkeeping
offense; (iii) chapter 117 of such title, not including
transmitting information about a minor or filing a factu-
al statement about an alien individual; or (B) an attempt
or conspiracy to commit any offense described in subdi-
visions (AXi) through (iii) of this note.
FN6. Although Application Note 1 to § 4B1.5,
defines "minor" as a person under the age of 18
and defines "minor victim" to include "an un-
dercover law enforcement officer who repres-
ented to the defendant that the officer was a
minor," this court has specifically held that a
conviction for attempted enticement of a minor
under 18 U.S.C. § 2422(b)-Leach's instant of-
fense of conviction-is a "covered sex crime"
for purposes of § 4B1.5 even though the inten-
ded victim was in fact an underver law en-
forcement officer. United States
Blazek. 431
F.3d 1104, 1110 (8th Cir.2005).
It is undisputed that Leach committed the instant
offense of conviction after he pleaded guilty to the Kan-
sas offense-attempted aggravated criminal sodomy.
However, sentencing on Leach's Kansas offense was
pending when the district court sentenced him on the in-
stant offense. Thus, no final judgment of conviction had
been entered on the Kansas offense. Leach contends,
therefore, that the Kansas offense cannot be counted as
a prior "sex offense conviction" for purposes of §
4B1.5(a) because the section does not define whether
the term "conviction" requires the defendant to have
been sentenced pursuant to the conviction (a final judg-
ment of conviction) or whether a "conviction" only re-
quires that the defendant was adjudicated guilty of the
offense, whether by the court, jury, or accepted plea of
guilty or nolo contendere. If the prior conviction under
§ 481.5(a) only requires that the defendant have been
found guilty of the offense, the enhancement would ap-
Page 25 of 27
Page 8
ply to Leach. However, if the prior "conviction" re-
quires that the defendant have been sentenced for the
offense and a final judgment of conviction entered, then
§ 4B1.5(a) would not apply to him.
The district court ruled that the term "conviction"
in § 4B1.5(a) was ambiguous. The court noted that the
it
term is not defined in § 4B1.5(a), relying on
nguage
from the Supreme Court's decision in Deal
United
States. 508 U.S. 129, 131-32, 113 S.Ct. 1 3, 124
L.Ed.2d 44 (1993) ("It is certainly correct that the word
'conviction' can mean either the finding of guilt or the
entry of a final judgment on that finding," which
"includes both the adjudication of guilt and the sen-
tence."). The district court considered that the context
of § 4B1.5(a) did not clear up the ambiguity of the term
"conviction," so it applied the rule of lenity and found
the Kansas offense could not count as a prior sex con-
viction under the section.
We disagree with the district court's interpretation
and find that the context of § 4B1.5-much like the con-
text of the statute at issue in Deal-makes "it unambigu-
ous that 'conviction' refers to the finding of guilt by a
judge or jury that necessarily precedes the entry of a fi-
nal judgment of conviction." See id. at 132, 113 S.Ct.
1993. The first clause of § 4B1.5(a) speaks of "the in-
stant offense of conviction," which is *11O the crime
for which the defendant was now to be sentenced, and
for which the enhancement would apply if the defendant
has a previous sex offense conviction. See§ 4B1.5(a).
The term "conviction" in § 4B1.5(a) therefore cannot
mean a judgment of conviction. Clearly, the term con-
viction refers to a conviction without an entry of final
judgment in the phrase "instant offense of conviction"
because the sentencing was not yet complete. The term
should be read to have the same meaning when used
later in the same sentence unless otherwise stated or im-
plied.no We do not read § 4B1.5(a) as requiring the
formal entry of a judgment of conviction before a de-
fendant is considered convicted for the provision's en-
hancements to apply. Any other reading is at best
strained. See Deal, 508 U.S. at 132, 113 S.Ct. 1993
(finding that if "conviction" in § 924(c)(1) meant
"judgment of conviction," then "the provision would be
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